The main thrust of petitioner’s argument is that the
COMELEC exceeded its jurisdiction in initiating the contempt proceedings
when it was performing its administrative and not its quasi-judicial
functions as the National Board of Canvassers for the election of
senators. According to petitioner, the COMELEC may only punish
contemptuous acts while exercising its quasi-judicial functions.
The COMELEC possesses the power to conduct
investigations as an adjunct to its constitutional duty to enforce and
administer all election laws, by virtue of the explicit provisions of
paragraph 6, Section 2, Article IX of the 1987 Constitution, which
reads:
Article IX-C, Section 2. xxx
(6) xxx; investigate and, where appropriate,
prosecute cases of violations of election laws, including acts or
omissions constituting election frauds, offenses, and malpractices.
The above-quoted provision should be construed
broadly to give effect to the COMELEC’s constitutional mandate as
enunciated in Loong v. Commission on Elections,6 which held:
xxx. Section 2(1) of Article IX(C) of the
Constitution gives the COMELEC the broad power "to enforce and
administer all laws and regulations relative to the conduct of an
election, plebiscite, initiative, referendum and recall." Undoubtedly,
the text and intent of this provision is to give COMELEC all the
necessary and incidental powers for it to achieve the objective of
holding free, orderly, honest, peaceful, and credible elections.
Congruent to this intent, this Court has not been niggardly in defining
the parameters of powers of COMELEC in the conduct of our elections.
The powers and functions of the COMELEC, conferred
upon it by the 1987 Constitution and the Omnibus Election Code, may be
classified into administrative, quasi-legislative, and quasi-judicial.
The quasi-judicial power of the COMELEC embraces the power to resolve
controversies arising from the enforcement of election laws, and to be
the sole judge of all pre-proclamation controversies; and of all
contests relating to the elections, returns, and qualifications. Its
quasi-legislative power refers to the issuance of rules and regulations
to implement the election laws and to exercise such legislative
functions as may expressly be delegated to it by Congress. Its
administrative function refers to the enforcement and administration of
election laws. In the exercise of such power, the Constitution (Section
6, Article IX-A) and the Omnibus Election Code (Section 52 [c])
authorize the COMELEC to issue rules and regulations to implement the
provisions of the 1987 Constitution and the Omnibus Election Code.7
The quasi-judicial or administrative adjudicatory
power is the power to hear and determine questions of fact to which the
legislative policy is to apply, and to decide in accordance with the
standards laid down by the law itself in enforcing and administering the
same law. The Court, in Dole Philippines Inc. v. Esteva,8 described quasi-judicial power in the following manner, viz:
Quasi-judicial or administrative adjudicatory power
on the other hand is the power of the administrative agency to
adjudicate the rights of persons before it. It is the power to hear and
determine questions of fact to which the legislative policy is to apply
and to decide in accordance with the standards laid down by the law
itself in enforcing and administering the same law. The administrative
body exercises its quasi-judicial power when it performs in a judicial
manner an act which is essentially of an executive or administrative
nature, where the power to act in such manner is incidental to or
reasonably necessary for the performance of the executive or
administrative duty entrusted to it. In carrying out their
quasi-judicial functions the administrative officers or bodies are
required to investigate facts or ascertain the existence of facts, hold
hearings, weigh evidence, and draw conclusions from them as basis for
their official action and exercise of discretion in a judicial nature.
Since rights of specific persons are affected, it is elementary that in
the proper exercise of quasi-judicial power due process must be observed
in the conduct of the proceedings. [Emphasis ours.]
The Creation of Task Force Maguindanao was impelled
by the allegations of fraud and irregularities attending the conduct of
elections in the province of Maguindanao and the non-transmittal of the
canvassing documents for all municipalities of said province.
Task Force Maguindanao’s fact-finding investigation –
to probe into the veracity of the alleged fraud that marred the
elections in said province; and consequently, to determine whether the
certificates of canvass were genuine or spurious, and whether an
election offense had possibly been committed – could by no means be
classified as a purely ministerial or administrative function.
The COMELEC, through the Task Force Maguindanao, was
exercising its quasi-judicial power in pursuit of the truth behind the
allegations of massive fraud during the elections in Maguindanao. To
achieve its objective, the Task Force conducted hearings and required
the attendance of the parties concerned and their counsels to give them
the opportunity to argue and support their respective positions.
The effectiveness of the quasi–judicial power vested
by law on a government institution hinges on its authority to compel
attendance of the parties and/or their witnesses at the hearings or
proceedings. As enunciated in Arnault v. Nazareno9 –
Experience has shown that mere requests for such
information are often unavailing, and also that information which is
volunteered is not always accurate or complete; so some means of
compulsion is essential to obtain what is needed.
In the same vein, to withhold from the COMELEC the
power to punish individuals who refuse to appear during a fact-finding
investigation, despite a previous notice and order to attend, would
render nugatory the COMELEC’s investigative power, which is an essential
incident to its constitutional mandate to secure the conduct of honest
and credible elections. In this case, the purpose of the investigation
was however derailed when petitioner obstinately refused to appear
during said hearings and to answer questions regarding the various
election documents which, he claimed, were stolen while they were in his
possession and custody. Undoubtedly, the COMELEC could punish
petitioner for such contumacious refusal to attend the Task Force
hearings.
Even assuming arguendo that the COMELEC was acting as
a board of canvassers at that time it required petitioner to appear
before it, the Court had the occasion to rule that the powers of the
board of canvassers are not purely ministerial. The board exercises
quasi-judicial functions, such as the function and duty to determine
whether the papers transmitted to them are genuine election returns
signed by the proper officers.10
When the results of the elections in the province of Maguindanao were
being canvassed, counsels for various candidates posited numerous
questions on the certificates of canvass brought before the COMELEC. The
COMELEC asked petitioner to appear before it in order to shed light on
the issue of whether the election documents coming from Maguindanao were
spurious or not. When petitioner unjustifiably refused to appear,
COMELEC undeniably acted within the bounds of its jurisdiction when it
issued the assailed resolutions.
In Santiago, Jr. v. Bautista,11 the Court held:
xxx. The exercise of judicial functions may involve
the performance of legislative or administrative duties, and the
performance of and administrative or ministerial duties, may, in a
measure, involve the exercise of judicial functions. It may be said
generally that the exercise of judicial functions is to determine what
the law is, and what the legal rights of parties are, with respect to a
matter in controversy; and whenever an officer is clothed with that
authority, and undertakes to determine those questions, he acts
judicially.
On the procedure adopted by the COMELEC in proceeding
with the indirect contempt charges against petitioner, Section 52 (e),
Article VII of the Omnibus Election Code pertinently provides:
Section 52. Powers and functions of the Commission on Elections.
xxx
(e) Punish contempts provided for in the Rules of
Court in the same procedure and with the same penalties provided therin.
Any violation of any final and executory decision, order or ruling of
the Commission shall constitute contempt thereof. [Emphasis ours.]
The aforecited provision of law is implemented by Rule 29 of COMELEC’s Rules of Procedure, Section 2 of which states:
Rule 29 – Contempt
Sec. 1. xxx
Sec. 2. Indirect Contempt. – After charge in writing
has been filed with the Commission or Division, as the case may be, and
an opportunity given to the respondent to be heard by himself or
counsel, a person guilty of the following acts may be punished for
indirect contempt:
(a) Misbehavior of the responsible officer of the
Commission in the performance of his official duties or in his official
transactions;
(b) Disobedience of or resistance to a lawful writ,
process, order, judgment or command of the Commission or any of its
Divisions, or injunction or restraining order granted by it;
(c) Any abuse of or any inlawful interference with
the process or proceedings of the Commission or any of its Divisions not
constituting direct contempt under Section 1 of this Rules;
(d) Any improper conduct tending, directly or
indirectly, to impede, obstruct, or degrade the administration of
justice by the Commission or any of its Divisions;
(e) Assuming to be an attorney and acting as such without authority; and
(f) Failure to obey a subpoena duly served.
SEC. 3 Penalty for Indirect Contempt. – If adjudged
guilty, the accused may be punished by a fine not exceeding one thousand
(P1,000.00) pesos or imprisonment for not more than six (6) months, or
both, at the discretion of the Commission or Division.
The language of the Omnibus Election Code and the
COMELEC Rules of Procedure is broad enough to allow the initiation of
indirect contempt proceedings by the COMELEC motu proprio. Furthermore,
the above-quoted provision of Section 52(e), Article VII of the Omnibus
Election Code explicitly adopts the procedure and penalties provided by
the Rules of Court. Under Section 4, Rule 71, said proceedings may be
initiated motu proprio by the COMELEC, viz:
SEC. 4. How proceedings commenced. – Proceedings for
indirect contempt may be initiated motu proprio by the court against
which the contempt was committed by an order or any other formal charge
requiring the respondent to show cause why he should not be punished for
contempt.
In all other cases, charges for indirect contempt
shall be commenced by a verified petition with supporting particulars
and certified true copies of documents or papers involved therein, and
upon full compliance with the requirements for filing initiatory
pleadings for civil actions in the court concerned. If the contempt
charges arose out of or are related to a principal action pending in the
court, the petition for contempt shall allege that fact but said
petition shall be docketed, heard and decided separately, unless the
court in its discretion orders the consolidation of the contempt charge
and the principal action for joint hearing and decision.
Hence, the COMELEC properly assumed jurisdiction over
the indirect contempt proceedings which were initiated by its Task
Force Maguindanao, through a Contempt Charge and Show Cause Order,
notwithstanding the absence of any complaint filed by a private party.
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