EN BANC
G.R. No. 181613 September 11, 2009ROSALINDA A. PENERA, Petitioner,
vs.
COMMISSION ON ELECTIONS and EDGAR T. ANDANAR, Respondents.
D E C I S I O N
CHICO-NAZARIO, J.:
This Petition for Certiorari with Prayer for the
Issuance of a Writ of Preliminary Injunction and/or Temporary
Restraining Order 1 under Rule 65, in relation to Rule 64 of the Rules of Court, seeks the nullification of the Resolution2
dated 30 January 2008 of the Commission on Elections (COMELEC) en banc.
Said Resolution denied the Motion for Reconsideration of the earlier
Resolution3
dated 24 July 2007 of the COMELEC Second Division in SPA No. 07-224,
ordering the disqualification of herein petitioner Rosalinda A. Penera
(Penera) as a candidate for the position of mayor of the Municipality of
Sta. Monica, Surigao del Norte (Sta. Monica) in the 2007 Synchronized
National and Local Elections.
The antecedents of the case, both factual and procedural, are set forth hereunder:
Penera and private respondent Edgar T. Andanar
(Andanar) were mayoralty candidates in Sta. Monica during the 14 May
2007 elections.
On 2 April 2007, Andanar filed before the Office of
the Regional Election Director (ORED), Caraga Region (Region XIII), a
Petition for Disqualification4 against Penera, as well as the candidates for Vice-Mayor and Sangguniang Bayan who belonged to her political party,5
for unlawfully engaging in election campaigning and partisan political
activity prior to the commencement of the campaign period. The petition
was docketed as SPA No. 07-224.
Andanar claimed that on 29 March 2007 – a day before
the start of the authorized campaign period on 30 March 2007 – Penera
and her partymates went around the different barangays in Sta. Monica,
announcing their candidacies and requesting the people to vote for them
on the day of the elections. Attached to the Petition were the
Affidavits of individuals6 who witnessed the said incident.
Penera alone filed an Answer7
to the Petition on 19 April 2007, averring that the charge of premature
campaigning was not true. Although Penera admitted that a motorcade did
take place, she explained that it was simply in accordance with the
usual practice in nearby cities and provinces, where the filing of
certificates of candidacy (COCs) was preceded by a motorcade, which
dispersed soon after the completion of such filing. In fact, Penera
claimed, in the motorcade held by her political party, no person made
any speech, not even any of the candidates. Instead, there was only
marching music in the background and "a grand standing for the purpose
of raising the hands of the candidates in the motorcade." Finally,
Penera cited Barroso v. Ampig8
in her defense, wherein the Court supposedly ruled that a motorcade
held by candidates during the filing of their COCs was not a form of
political campaigning.
Also on 19 April 2007, Andanar and Penera appeared
with their counsels before the ORED-Region XIII, where they agreed to
submit their position papers and other evidence in support of their
allegations.9
After the parties filed their respective Position
Papers, the records of the case were transmitted to the COMELEC main
office in Manila for adjudication. It was subsequently raffled to the
COMELEC Second Division.1avvphi1
While SPA No. 07-224 was pending before the COMELEC
Second Division, the 14 May 2007 elections took place and, as a result
thereof, Penera was proclaimed the duly elected Mayor of Sta. Monica.
Penera soon assumed office on 2 July 2002.
On 24 July 2007, the COMELEC Second Division issued
its Resolution in SPA No. 07-224, penned by Commissioner Nicodemo T.
Ferrer (Ferrer), which disqualified Penera from continuing as a
mayoralty candidate in Sta. Monica, for engaging in premature
campaigning, in violation of Sections 80 and 68 of the Omnibus Election
Code.
The COMELEC Second Division found that:
On the afternoon of 29 March 2007, the 1st [sic] day
to file the certificates of candidacy for local elective positions and a
day before the start of the campaign period for the May 14, 2007
elections – [some of the members of the political party Partido Padajon
Surigao], headed by their mayoralty candidate "Datty" Penera, filed
their respective Certificates of Candidacy before the Municipal Election
Officer of Sta. Monica, Surigao del Norte.
Accompanied by a bevy of supporters, [Penera and her
partymates] came to the municipal COMELEC office on board a convoy of
two (2) trucks and an undetermined number of motorcycles, laden with
balloons ad [sic] posters/banners containing names and pictures and the
municipal positions for which they were seeking election. Installed with
[sic] one of the trucks was a public speaker sound subsystem which
broadcast [sic] the intent the [sic] run in the coming elections. The
truck had the posters of Penera attached to it proclaiming his [sic]
candidacy for mayor. The streamer of [Mar Longos, a candidate for the
position of Board Member,] was proudly seen at the vehicle’s side. The
group proceeded to motorcade until the barangays of Bailan, Libertad and
as afar [sic] as Mabini almost nine (9) kilometers from Sta. Monica.
[Penera and her partymates] were seen aboard the vehicles and throwing
candies to the residents and onlookers.
Various affidavits and pictures were submitted
elucidating the above-mentioned facts. The above facts were also
admitted in the Answer, the Position Paper and during the hearings
conducted for this case, the only defense propounded by [Penera] is that
such acts allegedly do not constitute campaigning and is therefore not
proscribed by the pertinent election laws.
x x x x
What we however find disturbing is [Penera’s]
reference to the Ampig Case as the justification for the acts committed
by [her]. There is really no reference to the acts or similar acts
committed by [Penera] as having been considered as not constituting
political campaign or partisan political activity. The issue in that
case is whether or not the defect of the lack of a certification against
non-forum [sic] shopping should result to the immediate dismissal of
the election cases filed in that case. There is nothing in said case
justifying a motorcade during the filing of certificates of candidacy.
[Penera’s] reliance thereon is therefore misplaced and of no potency at
all.
x x x x
However, the photos submitted by [Andanar] only
identified [Penera] and did not have any notation identifying or
indicating any of the other [candidates from Penera’s party]. It cannot
be conclusively proven that the other [candidates from Penera’s party]
were indeed with Penera during the Motorcade. More importantly, the
Answer and the Position Paper contain admissions referring only to
[Penera]. There is therefore no justification for a whole sale [sic]
disqualification of all the [candidates from Penera’s party], as even
the petition failed to mention particularly the participation of the
other individual [party members].10
The afore-quoted findings of fact led the COMELEC Second Division to decree:
PREMISES CONSIDERED, this Commission resolves to
disqualify [Penera] but absolves the other [candidates from Penera’s
party] from violation of section 80 and 68 of the Omnibus Elections
[sic] Code.11
Commissioner Florentino A. Tuason, Jr. (Tuason) wrote a Separate Opinion12
on the 24 July 2007 Resolution. Although Commissioner Tuason concurred
with the ponente, he stressed that, indeed, Penera should be made
accountable for her actions after the filing of her COC on 29 March
2007. Prior thereto, there was no candidate yet whose candidacy would
have been enhanced by the premature campaigning.
It was the third member of the COMELEC Second
Division, Commissioner Rene V. Sarmiento (Sarmiento) who put forth a
Dissenting Opinion13
on the 24 July 2007 Resolution. Commissioner Sarmiento believed that
the pieces of evidence submitted by Andanar did not sufficiently
establish probable cause that Penera engaged in premature campaigning,
in violation of Sections 80 and 68 of the Omnibus Election Code. The two
photocopied pictures, purporting to be those of Penera, did not clearly
reveal what was actually happening in the truck or who were the
passengers thereof. Likewise, the Affidavits seemed to have been
prepared and executed by one and the same person because they had
similar sentence construction and form, and they were sworn to before
the same attesting officer.
Penera filed before the COMELEC en banc a Motion for Reconsideration14
of the 24 July 2007 Resolution of the COMELEC Second Division,
maintaining that she did not make any admission on the factual matters
stated in the appealed resolution. Penera also contended that the
pictures and Affidavits submitted by Andanar should not have been given
any credence. The pictures were mere photocopies of the originals and
lacked the proper authentication, while the Affidavits were taken ex
parte, which would almost always make them incomplete and inaccurate.
Subsequently, Penera filed a Supplemental Motion for Reconsideration,15
explaining that supporters spontaneously accompanied Penera and her
fellow candidates in filing their COCs, and the motorcade that took
place after the filing was actually part of the dispersal of said
supporters and their transportation back to their respective barangays.
In the Resolution dated 30 January 2008, the COMELEC en banc denied Penera’s Motion for Reconsideration, disposing thus:
WHEREFORE, this Commission RESOLVES to DENY the instant Motion for Reconsideration filed by [Penera] for UTTER LACK OF MERIT.16
The COMELEC en banc ruled that Penera could no longer
advance the arguments set forth in her Motion for Reconsideration and
Supplemental Motion for Reconsideration, given that she failed to first
express and elucidate on the same in her Answer and Position Paper.
Penera did not specifically deny the material averments that the
motorcade "went as far as Barangay Mabini, announcing their candidacy
and requesting the people to vote for them on Election Day," despite the
fact that the same were clearly propounded by Andanar in his Petition
for Disqualification and Position Paper. Therefore, these material
averments should be considered admitted. Although the COMELEC en banc
agreed that no undue importance should be given to sworn statements or
affidavits submitted as evidence, this did not mean that such affidavits
should not be given any evidentiary weight at all. Since Penera neither
refuted the material averments in Andanar’s Petition and the Affidavits
attached thereto nor submitted countervailing evidence, then said
Affidavits, even if taken ex parte, deserve some degree of importance.
The COMELEC en banc likewise conceded that the pictures submitted by
Andanar as evidence would have been unreliable, but only if they were
presented by their lonesome. However, said pictures, together with
Penera’s admissions and the Affidavits of Andanar’s witnesses,
constituted sufficient evidence to establish Penera’s violation of the
rule against premature campaigning. Lastly, the COMELEC en banc accused
Penera of deliberately trying to mislead the Commission by citing
Barroso, given that the said case was not even remotely applicable to
the case at bar.
Consistent with his previous stand, Commissioner Sarmiento again dissented17
from the 30 January 2008 Resolution of the COMELEC en banc. He still
believed that Andanar was not able to adduce substantial evidence that
would support the claim of violation of election laws. Particularly,
Commissioner Sarmiento accepted Penera’s explanation that the motorcade
conducted after the filing by Penera and the other candidates of their
COCs was merely part of the dispersal of the spontaneous gathering of
their supporters. The incident was only in accord with normal human
social experience.
Still undeterred, Penera filed the instant Petition
before us, praying that the Resolutions dated 24 July 2007 and 30
January 2008 of the COMELEC Second Division and en banc, respectively,
be declared null and void for having been issued with grave abuse of
discretion amounting to lack or excess of jurisdiction.
In a Resolution18
dated 4 March 2008, we issued a Temporary Restraining Order (TRO),
enjoining the COMELEC from implementing the assailed Resolutions, on the
condition that Penera post a bond in the amount of P5,000.00. We also directed COMELEC and Andanar to comment on the instant Petition.
After the COMELEC, through the Office of the Solicitor General (OSG), and Andanar filed their respective Comments19 on the Petition at bar, we required Penera, in a Resolution20 dated 17 June 2008, to file a Reply. However, as no Reply was filed in due time, we dismissed Penera’s Petition in a Resolution21 dated 14 October 2008, in accordance with Rule 56, Section 5(e) of the Rules of Court.22 Penera subsequently filed an Ex Parte Motion to Admit Reply,23
which we treated as a Motion for Reconsideration of the Resolution
dated 14 October 2008. On 11 November 2008, we issued another Resolution
reinstating Penera’s Petition.24
Penera presents the following issues for our consideration:
I.Whether or not [Penera] has engaged in an election campaign or partisan political activity outside the campaign period.II.Whether the contents of the complaint are deemed admitted for failure of [Penera] to specifically deny the same.III.Whether or not [Andanar] has presented competent and substantial evidence to justify a conclusion that [Penera] violated Section 80 and 68 of the Omnibus Election Code.IV.Whether or not [the COMELEC] committed grave abuse of discretion amounting to lack of or in excess of jurisdiction in finding that the act of [Penera] in conducting a motorcade before the filing of her certificate of candidacy constitutes premature campaigning.V.Whether or not [the COMELEC] committed grave abuse of discretion amounting to lack of or in excess of jurisdiction when it resolves [sic] to disqualify [Penera] despite the failure of [Andanar] to present competent, admissible and substantial evidence to prove [the] violation of Section 68 and 80 of the Omnibus Election Code.
Penera claims that the COMELEC exercised its
discretion despotically, arbitrarily and whimsically in disqualifying
her as a mayoralty candidate in Sta. Monica on the ground that she
engaged in premature campaigning. She asserts that the evidence adduced
by Andanar was grossly insufficient to warrant the ruling of the
COMELEC.
Penera insists that the COMELEC Second Division erred
in its findings of fact, basically adopting Andanar’s allegations
which, contrary to the belief of the COMELEC Second Division, Penera
never admitted. Penera maintains that the motorcade was spontaneous and
unplanned, and the supporters merely joined Penera and the other
candidates from her party along the way to, as well as within the
premises of, the office of the COMELEC Municipal Election Officer.
Andanar’s averments – that after Penera and the other candidates from
her party filed their COCs, they held a motorcade in the different
barangays of Sta. Monica, waived their hands to the public and threw
candies to the onlookers – were not supported by competent substantial
evidence. Echoing Commissioner Sarmiento’s dissent from the assailed
COMELEC Resolutions, Penera argues that too much weight and credence
were given to the pictures and Affidavits submitted by Andanar. The
declaration by the COMELEC that it was Penera in the pictures is tenuous
and erroneous, as the COMELEC has no personal knowledge of Penera’s
identity, and the said pictures do not clearly reveal the faces of the
individuals and the contents of the posters therein. In the same vein,
the Affidavits of Andanar’s known supporters, executed almost a month
after Andanar filed his Petition for Disqualification before the
ORED-Region XIII, were obviously prepared and executed by one and the
same person, because they have a similar sentence construction, and
computer font and form, and were even sworn to before the same attesting
officer on the same date.
We find no merit in the instant Petition.The questions of fact
Crystal clear from the above arguments is that Penera
is raising only questions of fact in her Petition presently before us.
We do not find any reason to pass upon the same, as this Court is not a
trier of facts. It is not the function of the Court to review, examine
and evaluate or weigh the probative value of the evidence presented. A
question of fact would arise in such an event.
The sole function of a writ of certiorari is
to address issues of want of jurisdiction or grave abuse of discretion,
and it does not include a review of the tribunal’s evaluation of the
evidence.25
Because of its fact-finding facilities and its knowledge derived from
actual experience, the COMELEC is in a peculiarly advantageous position
to evaluate, appreciate and decide on factual questions before it.
Factual findings of the COMELEC, based on its own assessments and duly
supported by evidence, are conclusive on this Court, more so in the
absence of a grave abuse of discretion, arbitrariness, fraud, or error
of law in the questioned resolutions. Unless any of these causes are
clearly substantiated, the Court will not interfere with the findings of
fact of the COMELEC.26
Grave abuse of discretion is such capricious and
whimsical exercise of judgment equivalent to lack of jurisdiction. Mere
abuse of discretion is not enough. It must be grave, as when it is
exercised arbitrarily or despotically by reason of passion or personal
hostility. The abuse must be so patent and so gross as to amount to an
evasion of a positive duty or to a virtual refusal to perform the duty
enjoined or to act at all in contemplation of law.27
We find no grave abuse of discretion amounting to
lack or excess of jurisdiction on the part of the COMELEC Second
Division in disqualifying Penera as a mayoralty candidate in Sta. Monica
in the Resolution dated 24 July 2007; and also on the part of the
COMELEC en banc in denying Penera’s Motion for Reconsideration on the
Resolution dated 30 January 2008. Said Resolutions are sufficiently
supported by substantial evidence, meaning, such evidence as a
reasonable mind might accept as adequate to support a conclusion.28
The prohibited act of premature campaigning is defined under Section 80 of the Omnibus Election Code, to wit:
SECTION 80. Election campaign or partisan political activity outside campaign period. — It
shall be unlawful for any person, whether or not a voter or candidate,
or for any party, or association of persons, to engage in an election
campaign or partisan political activity except during the campaign
period: Provided, That political parties may hold political
conventions or meetings to nominate their official candidates within
thirty days before the commencement of the campaign period and
forty-five days for Presidential and Vice-Presidential election.
(Emphasis ours.)
If the commission of the prohibited act of premature
campaigning is duly proven, the consequence of the violation is clearly
spelled out in Section 68 of the said Code, which reads:
SECTION. 68. Disqualifications. - Any candidate who,
in an action or protest in which he is a party is declared by final
decision of a competent court guilty of, or found by the Commission of
having xxx (e) violated any of Sections 80, 83, 85, 86 and 261, paragraphs d, e, k, v, and cc, subparagraph 6, shall be disqualified from continuing as a candidate, or if he has been elected, from holding the office.
Any person who is a permanent resident of or an immigrant to a foreign
country shall not be qualified to run for any elective office under this
Code, unless said person has waived his status as permanent resident or
immigrant of a foreign country in accordance with the residence
requirement provided for in the election laws. (Emphases ours.)
In the case at bar, it had been sufficiently
established, not just by Andanar’s evidence, but also those of Penera
herself, that Penera and her partymates, after filing their COCs on 29
March 2007, participated in a motorcade which passed through the
different barangays of Sta. Monica, waived their hands to the public,
and threw candies to the onlookers.
Indeed, Penera expressly admitted in her Position Paper that:
Respondents actually had a motorcade of only two (2)
jeppneys [sic] and ten (10) motorcycles after filing their Certificate
of Candidacy at 3:00 P.M., March 29, 2007 without any speeches made and
only one streamer of a board member Candidate and multi-colored balloons
attached to the jeppneys [sic] and motorcycles.29 (Emphasis ours.)
Additionally, the Joint Affidavit of Marcial Dolar,
Allan Llatona, and Renante Platil, attached to Penera’s Position Paper,
gave an even more straightforward account of the events, thus:
1. That on March 29, 2007 at 3:00 P.M. at Sta.
Monica, Surigao del Norte, Mayoralty Candidates Rosalinda CA. Penera
[sic] and her parties of four (4) kagawads filed their certificate of
candidacy at the COMELEC Office;
2. That their [sic] was a motorcade consisting of two
jeppneys [sic] and 10 motorcycles after actual registration with the
COMELEC with jeeps decorated with balloons and a streamer of Margarito
Longos, Board Member Candidate;
3. That the motorcade proceeded to three (3)
barangays out of the 11 barangays while supporters were throwing sweet
candies to the crowd;
4. That there was merriment and marching music
without mention of any name of the candidates more particularly
lead-candidate Rosalinda CA. Penera [sic];
5. That we were in the motorcade on that afternoon only riding in one of the jeepneys.30 (Emphases ours.)
In view of the foregoing admissions by Penera and her witnesses, Penera cannot now be allowed to adopt a conflicting position.
More importantly, the conduct of a motorcade is a
form of election campaign or partisan political activity, falling
squarely within the ambit of Section 79(b)(2) of the Omnibus Election
Code, on "[h]olding political caucuses, conferences, meetings, rallies,
parades, or other similar assemblies, for the purpose of soliciting
votes and/or undertaking any campaign or propaganda for or against a
candidate[.]" A motorcade is a procession or parade of automobiles or
other motor vehicles.31
The conduct thereof during election periods by the candidates and their
supporters is a fact that need not be belabored due to its widespread
and pervasive practice. The obvious purpose of the conduct of motorcades
is to introduce the candidates and the positions, to which they seek to
be elected, to the voting public; or to make them more visible so as to
facilitate the recognition and recollection of their names in the minds
of the voters come election time. Unmistakably, motorcades are
undertaken for no other purpose than to promote the election of a
particular candidate or candidates.
In the instant Petition, Penera never denied that she
took part in the conduct of the motorcade after she filed her COC on
the day before the start of the campaign period. She merely claimed that
the same was not undertaken for campaign purposes. Penera proffered the
excuse that the motorcade was already part of the dispersal of the
supporters who spontaneously accompanied Penera and her partymates in
filing their COCs. The said supporters were already being transported
back to their respective barangays after the COC filing. Penera stressed
that no speech was made by any person, and there was only background
marching music and a "grand standing for the purpose of raising the
hands of the candidates in the motorcade.
We are not convinced.
As we previously noted, Penera and her witnesses
admitted that the vehicles, consisting of two jeepneys and ten
motorcycles, were festooned with multi-colored balloons; the motorcade
went around three barangays in Sta. Monica; and Penera and her
partymates waved their hands and threw sweet candies to the crowd. With
vehicles, balloons, and even candies on hand, Penera can hardly persuade
us that the motorcade was spontaneous and unplanned.
For violating Section 80 of the Omnibus Election
Code, proscribing election campaign or partisan political activity
outside the campaign period, Penera must be disqualified from holding
the office of Mayor of Sta. Monica.
The questions of law
The dissenting opinion, however, raises the legal
issue that Section 15 of Republic Act No. 8436, as amended by Republic
Act No. 9369, provides a new definition of the term "candidate," as a
result of which, premature campaigning may no longer be committed.
Under Section 79(a) of the Omnibus Election Code, a
candidate is "any person aspiring for or seeking an elective public
office, who has filed a certificate of candidacy by himself or through
an accredited political party, aggroupment, or coalition of parties."
Republic Act No. 8436,32
enacted on 22 December 1997, authorized the COMELEC to use an automated
election system for the process of voting, counting of votes, and
canvassing/consolidating the results of the national and local
elections. The statute also mandated the COMELEC to acquire automated
counting machines, computer equipment, devices and materials; and to
adopt new electoral forms and printing materials. In particular, Section
11 of Republic Act No. 8436 provided for the specifications of the
official ballots to be used in the automated election system and the
guidelines for the printing thereof, the relevant portions of which
state:
SECTION 11. Official ballot. - The Commission shall
prescribe the size and form of the official ballot which shall contain
the titles of the positions to be filled and/or the propositions to be
voted upon in an initiative, referendum or plebiscite. Under each
position, the names of candidates shall be arranged alphabetically by
surname and uniformly printed using the same type size. A fixed space
where the chairman of the Board of Election inspectors shall affix
his/her signature to authenticate the official ballot shall be provided.
Both sides of the ballots may be used when necessary.
For this purpose, the deadline for the filing of
certificate of candidacy/petition for registration/manifestation to
participate in the election shall not be later than one hundred twenty
(120) days before the elections: Provided, That, any elective official,
whether national or local, running for any office other than the one
which he/she is holding in a permanent capacity, except for president
and vice-president, shall be deemed resigned only upon the start of the
campaign period corresponding to the position for which he/she is
running: Provided, further, That, unlawful acts or omissions applicable
to a candidate shall take effect upon the start of the aforesaid
campaign period: Provided, finally, That, for purposes of the May 11,
1998 elections, the deadline for filing of the certificate of candidacy
for the positions of President, Vice President, Senators and candidates
under the Party-List System as well as petitions for registration and/or
manifestation to participate in the Party-List System shall be on
February 9, 1998 while the deadline for the filing of certificate of
candidacy for other positions shall be on March 27, 1998. (Emphases
ours.)
On 10 February 2007, Republic Act No. 936933
took effect. Section 13 of Republic Act No. 9369 amended Section 11 of
Republic Act No. 8436 and renumbered the same as the new Section 15 of
Republic Act No. 8436. The pertinent portions of Section 15 of Republic
Act No. 8436, as amended by Republic Act No. 9369, now read:
SECTION.15. Official Ballot. - The Commission
shall prescribe the format of the electronic display and/or the size and
form of the official ballot, which shall contain the titles of the
position to be filled and/or the proposition to be voted upon in an
initiative, referendum or plebiscite. Where practicable, electronic
displays must be constructed to present the names of all candidates for
the same position in the same page or screen, otherwise, the electronic
displays must be constructed to present the entire ballot to the voter,
in a series of sequential pages, and to ensure that the voter sees all
of the ballot options on all pages before completing his or her vote and
to allow the voter to review and change all ballot choices prior to
completing and casting his or her ballot. Under each position to be
filled, the names of candidates shall be arranged alphabetically by
surname and uniformly indicated using the same type size. The maiden or
married name shall be listed in the official ballot, as preferred by the
female candidate. Under each proposition to be vote upon, the choices
should be uniformly indicated using the same font and size.
A fixed space where the chairman of the board of
election inspector shall affix her/her signature to authenticate the
official ballot shall be provided.
For this purpose, the Commission shall set the
deadline for the filing of certificate of candidacy/petition of
registration/manifestation to participate in the election. Any person
who files his certificate of candidacy within this period shall only be
considered as a candidate at the start of the campaign period for which
he filed his certificate of candidacy: Provided, That, unlawful acts or omissions applicable to a candidate shall effect only upon the start of the aforesaid campaign period: Provided, finally,
That any person holding a public appointive office or position,
including active members of the armed forces, and officers, and
employees in government-owned or-controlled corporations, shall be
considered ipso factor resigned from his/her office and must
vacate the same at the start of the day of the filing of his/her
certification of candidacy. (Emphases ours.)
In view of the third paragraph of Section 15 of
Republic Act No. 8436, as amended, the Dissenting Opinion argues that
Section 80 of the Omnibus Election Code can not be applied to the
present case since, as the Court held in Lanot v. Commission on
Elections,34
the election campaign or partisan activity, which constitute the
prohibited premature campaigning, should be designed to promote the
election or defeat of a particular candidate or candidates. Under
present election laws, while a person may have filed his/her COC within
the prescribed period for doing so, said person shall not be considered a
candidate until the start of the campaign period. Thus, prior to the
start of the campaign period, there can be no election campaign or
partisan political activity designed to promote the election or defeat
of a particular candidate to public office because there is no candidate
to speak of.
According to the Dissenting Opinion, even if Penera’s
acts before the start of the campaign period constitute election
campaigning or partisan political activities, these are not punishable
under Section 80 of the Omnibus Election Code given that she was not yet
a candidate at that time. On the other hand, Penera’s acts, if
committed within the campaign period, when she was already a candidate,
are likewise not covered by Section 80 as this provision punishes only
acts outside the campaign period.
The Dissenting Opinion ultimately concludes that
because of Section 15 of Republic Act No. 8436, as amended, the
prohibited act of premature campaigning in Section 80 of the Omnibus
Election Code, is practically impossible to commit at any time.
We disagree. Section 80 of the Omnibus Election Code
remains relevant and applicable despite Section 15 of Republic Act No.
8436, as amended.
A close reading of the entire Republic Act No. 9369,
which amended Republic Act No. 8436, would readily reveal that that it
did not contain an express repeal of Section 80 of the Omnibus Election
Code. An express repeal is one wherein a statute declares, usually in
its repealing clause, that a particular and specific law, identified by
its number or title, is repealed.35 Absent this specific requirement, an express repeal may not be presumed.
Although the title of Republic Act No. 9369
particularly mentioned the amendment of Batas Pambansa Blg. 881, or the
Omnibus Election Code, to wit:
An Act Amending Republic Act No. 8436, Entitled "An
Act Authorizing the Commission on Elections to Use an Automated Election
System x x x, Amending for the Purpose Batas Pambansa Blg. 881, As Amended x x x. (Emphasis ours.),
said title explicitly mentions, not the repeal, but
the amendment of Batas Pambansa Blg. 881. Such fact is indeed very
material. Repeal of a law means its complete abrogation by the enactment
of a subsequent statute, whereas the amendment of a statute means an
alteration in the law already existing, leaving some part of the
original still standing.36
Section 80 of the Omnibus Election Code is not even one of the specific
provisions of the said code that were expressly amended by Republic Act
No. 9369.
Additionally, Section 46,37 the repealing clause of Republic Act No. 9369, states that:
Sec. 46. Repealing Clause. – All laws,
presidential decrees, executive orders, rules and regulations or parts
thereof inconsistent with the provisions of this Act are hereby repealed
or modified accordingly.
Section 46 of Republic Act No. 9369 is a general
repealing clause. It is a clause which predicates the intended repeal
under the condition that a substantial conflict must be found in
existing and prior acts. The failure to add a specific repealing clause
indicates that the intent was not to repeal any existing law, unless an
irreconcilable inconsistency and repugnancy exist in the terms of the
new and old laws. This latter situation falls under the category of an
implied repeal.38
Well-settled is the rule in statutory construction
that implied repeals are disfavored. In order to effect a repeal by
implication, the later statute must be so irreconcilably inconsistent
and repugnant with the existing law that they cannot be made to
reconcile and stand together. The clearest case possible must be made
before the inference of implied repeal may be drawn, for inconsistency
is never presumed. There must be a showing of repugnance clear and
convincing in character. The language used in the later statute must be
such as to render it irreconcilable with what had been formerly enacted.
An inconsistency that falls short of that standard does not suffice.39
Courts of justice, when confronted with apparently
conflicting statutes, should endeavor to reconcile the same instead of
declaring outright the invalidity of one as against the other. Such
alacrity should be avoided. The wise policy is for the judge to
harmonize them if this is possible, bearing in mind that they are
equally the handiwork of the same legislature, and so give effect to
both while at the same time also according due respect to a coordinate
department of the government.40
To our mind, there is no absolute and irreconcilable
incompatibility between Section 15 of Republic Act No. 8436, as amended,
and Section 80 of the Omnibus Election Code, which defines the
prohibited act of premature campaigning. It is possible to harmonize and
reconcile these two provisions and, thus, give effect to both.
The following points are explanatory:
First, Section 80 of the Omnibus Election Code, on
premature campaigning, explicitly provides that "[i]t shall be unlawful
for any person, whether or not a voter or candidate, or for any party,
or association of persons, to engage in an election campaign or partisan
political activity, except during the campaign period." Very simply,
premature campaigning may be committed even by a person who is not a
candidate.
For this reason, the plain declaration in Lanot that
"[w]hat Section 80 of the Omnibus Election Code prohibits is ‘an
election campaign or partisan political activity’ by a ‘candidate’
‘outside’ of the campaign period,"41 is clearly erroneous.
Second, Section 79(b) of the Omnibus Election Code
defines election campaign or partisan political activity in the
following manner:
SECTION 79. Definitions. - As used in this Code:
x x x x
(b) The term "election campaign" or "partisan
political activity" refers to an act designed to promote the election or
defeat of a particular candidate or candidates to a public office which
shall include:
(1) Forming organizations, associations, clubs,
committees or other groups of persons for the purpose of soliciting
votes and/or undertaking any campaign for or against a candidate;
(2) Holding political caucuses, conferences,
meetings, rallies, parades, or other similar assemblies, for the purpose
of soliciting votes and/or undertaking any campaign or propaganda for
or against a candidate;
(3) Making speeches, announcements or commentaries,
or holding interviews for or against the election of any candidate for
public office;
(4) Publishing or distributing campaign literature or materials designed to support or oppose the election of any candidate; or
(5) Directly or indirectly soliciting votes, pledges or support for or against a candidate.
True, that pursuant to Section 15 of Republic Act No.
8436, as amended, even after the filing of the COC but before the start
of the campaign period, a person is not yet officially considered a
candidate. Nevertheless, a person, upon the filing of his/her COC,
already explicitly declares his/her intention to run as a candidate in
the coming elections. The commission by such a person of any of the acts
enumerated under Section 79(b) of the Omnibus Election Code (i.e.,
holding rallies or parades, making speeches, etc.) can, thus, be
logically and reasonably construed as for the purpose of promoting
his/her intended candidacy.
When the campaign period starts and said person
proceeds with his/her candidacy, his/her intent turning into actuality,
we can already consider his/her acts, after the filing of his/her COC
and prior to the campaign period, as the promotion of his/her election
as a candidate, hence, constituting premature campaigning, for which
he/she may be disqualified. Also, conversely, if said person, for any
reason, withdraws his/her COC before the campaign period, then there is
no point to view his/her acts prior to said period as acts for the
promotion of his/her election as a candidate. In the latter case, there
can be no premature campaigning as there is no candidate, whose
disqualification may be sought, to begin with.42
Third, in connection with the preceding discussion,
the line in Section 15 of Republic Act No. 8436, as amended, which
provides that "any unlawful act or omission applicable to a candidate
shall take effect only upon the start of the campaign period," does not
mean that the acts constituting premature campaigning can only be
committed, for which the offender may be disqualified, during the
campaign period. Contrary to the pronouncement in the dissent, nowhere
in the said proviso was it stated that campaigning before the start of
the campaign period is lawful, such that the offender may freely carry
out the same with impunity.
As previously established, a person, after filing
his/her COC but prior to his/her becoming a candidate (thus, prior to
the start of the campaign period), can already commit the acts described
under Section 79(b) of the Omnibus Election Code as election campaign
or partisan political activity. However, only after said person
officially becomes a candidate, at the beginning of the campaign period,
can said acts be given effect as premature campaigning under Section 80
of the Omnibus Election Code. Only after said person officially becomes
a candidate, at the start of the campaign period, can his/her
disqualification be sought for acts constituting premature campaigning.
Obviously, it is only at the start of the campaign period, when the
person officially becomes a candidate, that the undue and iniquitous
advantages of his/her prior acts, constituting premature campaigning,
shall accrue to his/her benefit. Compared to the other candidates who
are only about to begin their election campaign, a candidate who had
previously engaged in premature campaigning already enjoys an unfair
headstart in promoting his/her candidacy.
As can be gleaned from the foregoing disquisition,
harmony in the provisions of Sections 80 and 79 of the Omnibus Election
Code, as well as Section 15 of Republic Act No. 8436, as amended, is not
only very possible, but in fact desirable, necessary and consistent
with the legislative intent and policy of the law.
The laudable and exemplary intention behind the
prohibition against premature campaigning, as declared in Chavez v.
Commission on Elections,43
is to level the playing field for candidates of public office, to
equalize the situation between the popular or rich candidates, on one
hand, and lesser-known or poorer candidates, on the other, by preventing
the former from enjoying undue advantage in exposure and publicity on
account of their resources and popularity. The intention for prohibiting
premature campaigning, as explained in Chavez, could not have been
significantly altered or affected by Republic Act No. 8436, as amended
by Republic Act No. 9369, the avowed purpose of which is to carry-on the
automation of the election system. Whether the election would be held
under the manual or the automated system, the need for prohibiting
premature campaigning – to level the playing field between the popular
or rich candidates, on one hand, and the lesser-known or poorer
candidates, on the other, by allowing them to campaign only within the
same limited period – remains.
We cannot stress strongly enough that premature
campaigning is a pernicious act that is continuously threatening to
undermine the conduct of fair and credible elections in our country, no
matter how great or small the acts constituting the same are. The choice
as to who among the candidates will the voting public bestow the
privilege of holding public office should not be swayed by the shrewd
conduct, verging on bad faith, of some individuals who are able to spend
resources to promote their candidacies in advance of the period slated
for campaign activities.
Verily, the consequences provided for in Section 6844
of the Omnibus Election Code for the commission of the prohibited act
of premature campaigning are severe: the candidate who is declared
guilty of committing the offense shall be disqualified from continuing
as a candidate, or, if he/she has been elected, from holding office. Not
to mention that said candidate also faces criminal prosecution for an
election offense under Section 262 of the same Code.
The Dissenting Opinion, therefore, should not be too
quick to pronounce the ineffectiveness or repeal of Section 80 of the
Omnibus Election Code just because of a change in the meaning of
candidate by Section 15 of Republic Act No. 8436, as amended, primarily,
for administrative purposes. An interpretation should be avoided under
which a statute or provision being construed is defeated, or as
otherwise expressed, nullified, destroyed, emasculated, repealed,
explained away, or rendered insignificant, meaningless, inoperative, or
nugatory.45
Indeed, not only will the prohibited act of premature campaigning be
officially decriminalized, the value and significance of having a
campaign period before the conduct of elections would also be utterly
negated. Any unscrupulous individual with the deepest of campaign war
chests could then afford to spend his/her resources to promote his/her
candidacy well ahead of everyone else. Such is the very evil that the
law seeks to prevent. Our lawmakers could not have intended to cause
such an absurd situation.
The Dissenting Opinion attempts to brush aside our
preceding arguments by contending that there is no room for statutory
construction in the present case since Section 15 of Republic Act No.
8436,46 as amended by Section 13 of Republic Act No. 9369,47
is crystal clear in its meaning. We disagree. There would only be no
need for statutory construction if there is a provision in Republic Act
No. 8436 or Republic Act No. 9369 that explicitly states that there
shall be no more premature campaigning. But absent the same, our
position herein, as well as that of the Dissenting Opinion, necessarily
rest on our respective construction of the legal provisions involved in
this case.
Notably, while faulting us for resorting to statutory
construction to resolve the instant case, the Dissenting Opinion itself
cites a rule of statutory construction, particularly, that penal laws
should be liberally construed in favor of the offender. The Dissenting
Opinion asserts that because of the third paragraph in Section 15 of
Republic Act No. 8436, as amended, the election offense described in
Section 80 of the Omnibus Election Code is practically impossible to
commit at any time and that this flaw in the law, which defines a
criminal act, must be construed in favor of Penera, the offender in the
instant case.
The application of the above rule is uncalled for. It
was acknowledged in Lanot that a disqualification case has two aspects:
one, electoral;48 the other, criminal.49
The instant case concerns only the electoral aspect of the
disqualification case. Any discussion herein on the matter of Penera’s
criminal liability for premature campaigning would be nothing more than
obiter dictum. More importantly, as heretofore already elaborated upon,
Section 15 of Republic Act No. 8436, as amended, did not expressly or
even impliedly repeal Section 80 of the Omnibus Election Code, and these
two provisions, based on legislative intent and policy, can be
harmoniously interpreted and given effect. Thus, there is no flaw
created in the law, arising from Section 15 of Republic Act No. 8436, as
amended, which needed to be construed in Penera’s favor.
The Dissenting Opinion further expresses the fear
that pursuant to our "theory," all the politicians with "infomercials"
prior to the filing of their COCs would be subject to disqualification,
and this would involve practically all the prospective presidential
candidates who are now leading in the surveys.
This fear is utterly unfounded. It is the filing by
the person of his/her COC through which he/she explicitly declares
his/her intention to run as a candidate in the coming elections. It is
such declaration which would color the subsequent acts of said person to
be election campaigning or partisan political activities as described
under Section 79(b) of the Omnibus Election Code. It bears to point out
that, at this point, no politician has yet submitted his/her COC. Also,
the plain solution to this rather misplaced apprehension is for the
politicians themselves to adhere to the letter and intent of the law and
keep within the bounds of fair play in the pursuit of their
candidacies. This would mean that after filing their COCs, the prudent
and proper course for them to take is to wait for the designated start
of the campaign period before they commence their election campaign or
partisan political activities. Indeed, such is the only way for them to
avoid disqualification on the ground of premature campaigning. It is not
for us to carve out exceptions to the law, much more to decree away the
repeal thereof, in order to accommodate any class of individuals, where
no such exception or repeal is warranted.
Lastly, as we have observed at the beginning,
Penera’s Petition is essentially grounded on questions of fact. Penera’s
defense against her disqualification, before the COMELEC and this
Court, rests on the arguments that she and her partymates did not
actually hold a motorcade; that their supporters spontaneously
accompanied Penera and the other candidates from her political party
when they filed their certificates of candidacy; that the alleged
motorcade was actually the dispersal of the supporters of Penera and the
other candidates from her party as said supporters were dropped off at
their respective barangays; and that Andanar was not able to present
competent, admissible, and substantial evidence to prove that Penera
committed premature campaigning. Penera herself never raised the
argument that she can no longer be disqualified for premature
campaigning under Section 80, in relation to Section 68, of the Omnibus
Election Code, since the said provisions have already been, in the words
of the Dissenting Opinion, rendered "inapplicable," "repealed," and
"done away with" by Section 15 of Republic Act No. 8436, as amended.
This legal argument was wholly raised by the Dissenting Opinion.
As a rule, a party who deliberately adopts a certain
theory upon which the case is tried and decided by the lower court will
not be permitted to change theory on appeal. Points of law, theories,
issues, and arguments not brought to the attention of the lower court
need not be, and ordinarily will not be, considered by a reviewing
court, as these cannot be raised for the first time at such late stage.
Basic considerations of due process underlie this rule.50
If we do not allow and consider the change in theory of a case by a
party on appeal, should we not also refrain from motu proprio adopting a
theory which none of the parties even raised before us?
Nonetheless, the questions of fact raised by Penera
and questions of law raised by the Dissenting Opinion must all be
resolved against Penera. Penera should be disqualified from holding
office as Mayor of Sta. Monica for having committed premature
campaigning when, right after she filed her COC, but still a day before
the start of the campaign period, she took part in a motorcade, which
consisted of two jeepneys and ten motorcycles laden with multi-colored
balloons that went around several barangays of Sta. Monica, and gave
away candies to the crowd.
Succession
Despite the disqualification of Penera, we cannot
grant Andanar’s prayer to be allowed to assume the position of Mayor of
Sta. Monica. The well-established principle is that the ineligibility of
a candidate receiving majority votes does not entitle the candidate
receiving the next highest number of votes to be declared elected.51
In this case, the rules on succession under the Local Government Code shall apply, to wit:
SECTION 44. Permanent Vacancies in the Offices of the
Governor, Vice-Governor, Mayor, and Vice-Mayor. – If a permanent
vacancy occurs in the office of the xxx mayor, the x x x vice-mayor
concerned shall become the x x x mayor.
x x x x
For purposes of this Chapter, a permanent vacancy
arises when an elective local official fills a higher vacant office,
refuses to assume office, fails to qualify or is removed from office, voluntarily resigns, or is otherwise permanently incapacitated to discharge the functions of his office. (Emphases ours.)
Considering Penera’s disqualification from holding
office as Mayor of Sta. Monica, the proclaimed Vice-Mayor shall then
succeed as Mayor.
WHEREFORE, premises considered, the instant Petition
for Certiorari is hereby DISMISSED. The Resolutions dated 24 July 2007
and 30 January 2008 of the COMELEC Second Division and en banc,
respectively, in SPA No. 07-224 are hereby AFFIRMED. In view of the
disqualification of petitioner Rosalinda A. Penera from running for the
office of Mayor of Sta. Monica, Surigao del Norte, and the resulting
permanent vacancy therein, it is hereby DECLARED that the proclaimed
Vice-Mayor is the rightful successor to said office. The Temporary
Restraining Order issued on 4 March 2008 is hereby ORDERED lifted. Costs
against the petitioner.
SO ORDERED.MINITA V. CHICO-NAZARIO
Associate Justice
WE CONCUR:
REYNATO S. PUNO
Chief Justice
Chief Justice
LEONARDO A. QUISUMBING Associate Justice |
CONSUELO YNARES-SANTIAGO Associate Justice |
ANTONIO T. CARPIO Associate Justice |
RENATO C. CORONA Associate Justice |
CONCHITA CARPIO MORALES Associate Justice |
PRESBITERO J. VELASCO, JR. Associate Justice |
ANTONIO EDUARDO B. NACHURA Associate Justice |
TERESITA J. LEONARDO-DE CASTRO Associate Justice |
ARTURO D. BRION Associate Justice |
DIOSDADO M. PERALTA Associate Justice |
LUCAS P. BERSAMIN Associate Justice |
MARIANO C. DEL CASTILLO Associate Justice |
ROBERTO A. ABAD
Associate Justice
Associate Justice
C E R T I F I C A T I O N
Pursuant to Article VIII, Section 13 of the
Constitution, it is hereby certified that the conclusions in the above
Decision were reached in consultation before the case was assigned to
the writer of the opinion of the Court.
REYNATO S. PUNOChief Justice
Footnotes
1 Rollo, pp. 3-28.
2
Penned by Commissioner Nicodemo T. Ferrer with Acting Chairman
Resurreccion Z. Borra and Commissioners Romeo A. Brawner, Florentino A.
Tuason, Jr., and Moslemen T. Macarambon, Sr., concurring, and
Commissioner Rene V. Sarmiento, dissenting; rollo, pp. 41-52.
3
Penned by Commissioner Nicodemo T. Ferrer with Commissioner Florentino
A. Tuason, Jr., concurring, and Commissioner Rene V. Sarmiento,
dissenting; id. at 29-40.
4 Id. at 53-54.
5
Arcelito Petallo, Renato Virtudazo, Glorina Aparente, Silverio Tajos,
Jose Platil, Medardo Sunico, Edelito Lerio and Sensualito Febra.
6 Loreta Billona, Hermilo Botona and Victorino Florendo; rollo, pp. 55-57.
7 Id. at 58-59.
8 385 Phil. 237 (2000).
9 Rollo, p. 127.
10 Id. at 30-33.
11 Id. at 33.
12 Id. at 34-36.
13 Id. at 37-40.
14 Id. at 97-108.
15 Id. at 112-126.
16 Id. at 48.
17 Id. at 49-52.
18 Id. at 138.
19 Id. at 161-165, 190-208.
20 Id. at 210.
21 Id. at 215.
22 Sec. 5. Grounds for dismissal of appeal. – The appeal may be dismissed motu proprio or on motion of the respondent on the following grounds:
x x x x
(e) Failure to comply with any circular, directive or order of the Supreme Court without justifiable cause;
23 Rollo, pp. 217-225.
24 Id. at 227-228.
25 Bantay Republic Act or BA-RA 7941 v. Commission on Elections, G.R. No. 177271, 4 May 2007, 523 SCRA 11, cited in Cadangen v. Commission on Elections, G.R. No. 177179, 5 June 2009.
26 Alvarez v. Commission on Elections, 405 Phil. 950, 959 (2001).
27
Cantoria v. Commission on Elections, G.R. No. 162035, 26 November 2004,
444 SCRA 538, 543, cited in Basmala v. Commission on Elections, G.R.
No. 176724, 6 October 2008, 567 SCRA 664, 668.
28 Doruelo v. Commission on Elections, 218 Phil. 346 (1984).
29 Rollo, p. 76.
30 Id. at 77.
31 Motorcade. Dictionary.com. Dictionary.com Unabridged (v 1.1). Random House, Inc. http://dictionary.reference.com/browse/motorcade (accessed: July 16, 2009).
32
AN ACT AUTHORIZING THE COMMISSION ON ELECTIONS TO USE AN AUTOMATED
ELECTION SYSTEM IN THE MAY 11, 1998 NATIONAL OR LOCAL ELECTIONS AND IN
SUBSEQUENT NATIONAL AND LOCAL ELECTORAL EXERCISES, PROVIDING FUNDS
THEREFOR AND FOR OTHER PURPOSES.
33
Republic Act No. 9369 is entitled "AN ACT AMENDING REPUBLIC ACT NO.
8436, ENTITLED ‘AN ACT AUTHORIZING THE COMMISSION ON ELECTIONS TO USE AN
AUTOMATED ELECTION SYSTEM IN THE MAY 11, 1998 NATIONAL OR LOCAL
ELECTIONS AND IN SUBSEQUENT NATIONAL AND LOCAL ELECTORAL EXERCISES, TO
ENCOURAGE TRANSPARENCY, CREDIBILITY, FAIRNESS AND ACCURACY OF ELECTIONS,
AMENDING FOR THE PURPOSE BATAS PAMPANSA BLG. 881, AS AMEMDED, REPUBLIC
ACT NO. 7166 AND OTHER RELATED ELECTIONS LAWS, PROVIDING FUNDS THEREFOR
AND FOR OTHER PURPOSES.’" It was published in the newspapers Malaya (26
January 2007) and Business Mirror (26-27 January 2007). It thus took
effect fifteen (15) days after its publication or on 10 February 2007.
34 G.R. No. 164858, 16 November 2006, 507 SCRA 114.
35 Mecano v. Commission on Audit, G.R. No. 103982, 11 December 1992, 216 SCRA 500, 504.
36 Black’s Law Dictionary (6th Ed [1990]), p. 1299.
37 Erroneously cited as Section 47 in the Revised Dissenting Opinion.
38 Intia, Jr. v. Commission on Audit, 366 Phil. 273, 290 (1999), citing Mecano v. Commission on Audit, supra note 35.
39 Agujetas v. Court of Appeals, G.R. No. 106560, 23 August 1996, 261 SCRA 17, 34-35.
40
Ty v. Trampe, G.R. No. 117577, 1 December 1995, 250 SCRA 500, 514-515,
citing Gordon v. Veridiano, 11 December 1992, 216 SCRA 500, 505-506.
41 G.R. No. 164858, 16 November 2006, 507 SCRA 114, 146.
42
This same reasoning holds true for a person (who is neither a candidate
nor a voter) who commits any of the acts described under Section 79(b)
of the Omnibus Election Code for the promotion of the election of
another person who has already filed a certificate of candidacy; the
former shall be prosecuted for the election offense of premature
campaigning only in the event that the latter actually continues with
his/her candidacy after the start of the campaign period.
43 480 Phil. 915 (2004).
44
Sec. 68. Disqualifications. - Any candidate who, in an action or
protest in which he is a party is declared by final decision of a
competent court guilty of, or found by the Commission of having xxx (e)
violated any of Sections 80, 83, 85, 86 and 261, paragraphs d, e, k, v,
and cc, subparagraph 6, shall be disqualified from continuing as a candidate, or if he has been elected, from holding the office. x x x (Emphasis ours.)
45 Paras v. Commission on Elections, 332 Phil. 56, 64 (1996).
46
AN ACT AUTHORIZING THE COMMISSION ON ELECTIONS TO USE AN AUTOMATED
ELECTION SYSTEM IN THE MAY 11, 1998 NATIONAL OR LOCAL ELECTIONS AND IN
SUBSEQUENT NATIONAL AND LOCAL ELECTORAL EXERCISES, PROVIDING FUNDS
THEREFOR AND FOR OTHER PURPOSES.
47
AN ACT AMENDING REPUBLIC ACT NO. 8436, ENTITLED "AN ACT AUTHORIZING THE
COMMISSION ON ELECTIONS TO USE AN AUTOMATED ELECTION SYSTEM IN THE MAY
11, 1998 NATIONAL OR LOCAL ELECTIONS AND IN SUBSEQUENT NATIONAL AND
LOCAL ELECTORAL EXERCISES, TO ENCOURAGE TRANSPARENCY, CREDIBILITY,
FAIRNESS AND ACCURACY OF ELECTIONS, AMENDING FOR THE PURPOSE BATAS
PAMBANSA BLG. 881, AS AMENDED, REPUBLIC ACT NO. 7166 AND OTHER RELATED
ELECTIONS LAWS, PROVIDING FUNDS THEREFOR AND FOR OTHER PURPOSES."
48
The electoral aspect of a disqualification case determines whether the
offender should be disqualified from being a candidate or from holding
office. Proceedings are summary in character and require only clear
preponderance of evidence. An erring candidate may be disqualified even
without prior determination of probable cause in a preliminary
investigation. The electoral aspect may proceed independently of the
criminal aspect, and vice-versa. (Lanot v. Commission on Elections,
supra note 34.)
49
The criminal aspect of a disqualification case determines whether there
is probable cause to charge a candidate for an election offense. The
prosecutor is the COMELEC, through its Law Department, which determines
whether probable cause exists. If there is probable cause, the COMELEC,
through its Law Department, files the criminal information before the
proper court. Proceedings before the proper court demand a full-blown
hearing and require proof beyond reasonable doubt to convict. A criminal
conviction shall result in the disqualification of the offender, which
may even include disqualification from holding a future public office.
(Lanot v. Commission on Elections, supra note 34.)
50 Spouses Pasco v. Pison-Arceo Agricultural and Development Corporation, G.R. No. 165501, 28 March 2006, 485 SCRA 514, 523.
51 Labo, Jr. v. Commission on Elections, 211 Phil. 297, 312 (1992).
The Lawphil Project - Arellano Law Foundation
DISSENTING OPINION
CARPIO, J.:
The ponencia disqualified Rosalinda A. Penera
(Penera) from running for the office of Mayor of Sta. Monica, Surigao
del Norte and declared the proclaimed Vice-Mayor as the rightful
successor to the resulting permanent vacancy. I submit that the ponencia
made an erroneous ruling: Penera should remain as Mayor of Sta. Monica,
Surigao del Norte and the charge against Penera should be dismissed.
Edgar T. Andanar (Andanar) filed a Petition for
Disqualification against Penera, as well as the candidates for
Vice-Mayor and Sangguniang Bayan who belonged to her political party,
for unlawfully engaging in election campaigning and partisan political
activity prior to the start of the campaign period. Penera expressly
admitted that after filing her certificate of candidacy with the COMELEC
office on 29 March 2007, she and her co-respondents had a motorcade of
two jeepneys and two motorcycles. The motorcade proceeded to three
barangays while Penera’s supporters threw candies to the crowd. The
COMELEC Second Division disqualified Penera for violation of Sections 80
and 68 of the Omnibus Election Code, and the COMELEC En Banc denied
Penera’s motion for reconsideration. The ponencia affirms the COMELEC’s
rulings.
I submit that the ponencia’s application of Sections
80 and 68 of the Omnibus Election Code and of our ruling in Lanot is
erroneous.
The President signed Republic Act 9369 (R.A. 9369) on
23 January 2007. Two newspapers of general circulation, Malaya and
Business Mirror, published R.A. 9369 on 26 January 2007. R.A. 9369 thus
took effect on 10 February 2007, or long before the filing of Penera’s
certificate of candidacy on 29 March 2007. The third paragraph of
Section 15 of R.A. 8436, as amended by Section 13 of R.A. 9369, now
reads, thus:
Sec. 15. Official Ballot. — The Commission shall
prescribe the format of the electronic display and/or the size and form
of the official ballot, which shall contain the titles of the positions
to be filled and/or the propositions to be voted upon in an initiative,
referendum or plebiscite. Where practicable, electronic displays must be
constructed to present the names of all candidates for the same
position in the same page or screen, otherwise, the electronic displays
must be constructed to present the entire ballot to the voter, in a
series of sequential pages, and to ensure that the voter sees all of the
ballot options on all pages before completing his or her vote and to
allow the voter to review and change all ballot choices prior to
completing and casting his or her ballot. Under each position to be
filled, the names of candidates shall be arranged alphabetically by
surname and uniformly indicated using the same type size. The maiden or
married name shall be listed in the official ballot, as preferred by the
female candidate. Under each proposition to be voted upon, the choices
should be uniformly indicated using the same font and size.
A fixed space where the chairman of the board of
election inspectors shall affix his/her signature to authenticate the
official ballot shall be provided.
For this purpose, the Commission shall set the
deadline for the filing of certificate of candidacy/petition for
registration/manifestation to participate in the election. Any person
who files his certificate of candidacy within this period shall only be
considered as a candidate at the start of the campaign period for which
he filed his certificate of candidacy: Provided, That, unlawful acts or
omissions applicable to a candidate shall take effect only upon the
start of the aforesaid campaign period: Provided, finally, That any
person holding a public appointive office or position, including active
members of the armed forces, and officers and employees in
government-owned or controlled corporations, shall be considered ipso
facto resigned from his/her office and must vacate the same at the start
of the day of the filing of his/her certificate of candidacy.
Political parties may hold political conventions to
nominate their official candidates within thirty (30) days before the
start of the period for filing a certificate of candidacy.
With respect to a paper-based election system, the
official ballots shall be printed by the National Printing Office and/or
the Bangko Sentral ng Pilipinas at the price comparable with that of
private printers under proper security measures which the Commission
shall adopt. The Commission may contract the services of private
printers upon certification by the National Printing Office/Bangko
Sentral ng Pilipinas that it cannot meet the printing requirements.
Accredited political parties and deputized citizen’s arms of the
Commission shall assign watchers in the printing, storage and
distribution of official ballots.
To prevent the use of fake ballots, the Commission
through the Committee shall ensure that the necessary safeguards, such
as, but not limited to, bar codes, holograms, color shifting ink,
microprinting, are provided on the ballot.
The official ballots shall be printed and distributed
to each city/municipality at the rate of one ballot for every
registered voter with a provision of additional three ballots per
precinct. (Boldfacing and underscoring supplied)
The only purpose for the early filing of certificates
of candidacy is to give ample time to COMELEC for the printing of the
ballots. Because of our 2006 decision in Lanot v. Commission on
Elections,1 our lawmakers deemed it necessary to further specify in R.A. 9369 that "any person who files his certificate of candidacy within [the filing] period shall only be considered a candidate at the start of the campaign period for which he filed his certificate of candidacy." This sentence was not in R.A. 8436.
The ponencia relies on Sections 80 and 68 of the
Omnibus Election Code. Section 80 states that "[i]t shall be unlawful
for any person x x x to engage in an election campaign or partisan
political activity except during the campaign period: x x x." Section 68
states that violators of Section 80 "shall be disqualified from
continuing as a candidate, or if he has been elected, from holding the
office."
The ponencia also relies on this Court’s enumeration
in Lanot of the elements of premature campaigning under Section 80 of
the Omnibus Election Code: (1) a person engages in an election campaign
or partisan political activity; (2) the act is designed to promote the
election or defeat of a particular candidate or candidates; and (3) the
act is done outside the campaign period. However, in her reply to this
dissent, the ponente quoted from Lanot, "[w]hat Section 80 of the
Omnibus Election Code prohibits is ‘an election campaign or partisan
political activity’ by a ‘candidate’ outside of the campaign period,"
and stated that the quoted portion was erroneous. I submit, however,
that the quote was taken out of context. The ponente merely quoted in
isolation and conveniently ignored the succeeding paragraph enumerating
the elements of premature campaigning which she also quoted in her
ponencia. The ponencia pointed out that a private person, not just a
candidate, can commit the crime of premature campaigning. True, but
before a private person can commit the crime, there must first be
another person who is already considered by law a "candidate." Section
79(b) of the Omnibus Election Code provides that "the term ‘election
campaign’ or ‘partisan political activity’ refers to an act designed to
promote the election or defeat of a particular candidate or candidates
to public office." Thus, there can be no premature "election campaign"
or "partisan political activity" unless there is a "candidate."
Section 80 of the Omnibus Election Code is not
applicable to the present case because the second element requires the
existence of a "candidate." The definition of a "candidate" in Section
79(a) of the Omnibus Election Code should be read together with the
amended Section 15 of R.A. 8436. A "‘candidate’ refers to any person
aspiring for or seeking an elective public office, who has filed a
certificate of candidacy by himself or through an accredited political
party, aggroupment or coalition of parties." However, it is no longer
enough to merely file a certificate of candidacy for a person to be
considered a candidate because "any person who files his
certificate of candidacy within [the filing] period
shall only be considered a candidate at the start of the campaign period
for which he filed his certificate of candidacy." Any person may thus
file a certificate of candidacy on any day within the prescribed period
for filing a certificate of candidacy yet that person shall be
considered a candidate, for purposes of determining one’s possible
violations of election laws, only during the campaign period. Indeed,
there is no "election campaign" or "partisan political activity"2
designed to promote the election or defeat of a particular candidate or
candidates to public office simply because there is no "candidate" to
speak of prior to the start of the campaign period. Therefore, despite
the filing of her certificate of candidacy, the law does not consider
Penera a candidate at the time of the questioned motorcade which was
conducted a day before the start of the campaign period. In the same
manner, when the law states that one is a candidate only at the start of
the campaign period, determining whether any private person committed
premature campaigning for a particular candidate can only be made once
that prospective candidate actually files a certificate of candidacy.
The campaign period for local officials began on 30
March 2007 and ended on 12 May 2007. Penera filed her certificate of
candidacy on 29 March 2007. Penera was thus a candidate on 29 March 2009
only for purposes of printing the ballots. On 29 March 2007, the law
still did not consider Penera a candidate for purposes other than the
printing of ballots. Acts committed by Penera prior to 30 March 2007,
the date when she became a "candidate," even if constituting election
campaigning or partisan political activities, are not punishable under
Section 80 of the Omnibus Election Code. Such acts are within the realm
of a citizen’s protected freedom of expression. Acts committed by Penera
within the campaign period are not covered by Section 80 as Section 80
punishes only acts outside the campaign period.
Because of the third paragraph of Section 15 of R.A.
8436, as amended by Section 13 of R.A. 9369, the election offense in
Section 80 of the Omnibus Election Code is practically impossible to
commit at any time. This flaw in the law, which defines a criminal act,
cannot be construed against Penera but must be interpreted in her favor.
The ponente insists on using a technical rule of
statutory construction. The ponente relies on the rule against implied
repeals. However, the amendment by R.A. 9369 of Section 15 of R.A. 8436
is not a case of implied repeal but of express repeal. The title of R.A.
9369 expressly mentioned the amendment of the Omnibus Election Code:
"An Act Authorizing the Commission on Elections to Use an Automated
Election System x x x, Amending for the Purpose Batas Pambansa Blg. 881,
x x x."3
Section 47, the repealing clause of R.A. 9369, states that "All laws,
presidential decrees, executive orders, rules and regulations or parts
thereof inconsistent with the provisions of this Act are hereby repealed
or modified accordingly."
The amendment by R.A. 9369 of Section 15 of R.A. 8436
expressly declares that "unlawful acts or omissions applicable to a
candidate shall take effect only upon the start of the aforesaid
campaign period." This amendment expressly repeals Section 80 of the
Omnibus Election Code which states that "it shall be unlawful for any
person x x x to engage in an election campaign or partisan political
activity except during the campaign period." In any event, even assuming
that there is no express repeal, there is absolute and irreconcilable
incompatibility between Section 15 of R.A. 8436, as amended, and Section
80 of the Omnibus Election Code. One provision states that campaigning
before the start of the campaign period is lawful while the other
provision states that campaigning before such period is unlawful. In
such a case, the later law, which is R.A. 9369, shall prevail.
There is certainly no room for statutory construction
in this case. Section 15 of R.A. 8436, as amended by R.A. 9369, is
crystal clear and requires no statutory construction. Section 15, as
amended, expressly provides, "Any person who files his certificate of
candidacy within this period shall only be considered as a candidate at
the start of the campaign period for which he filed his certificate of
candidacy: Provided, That, unlawful acts or omissions applicable to a
candidate shall take effect only upon the start of the aforesaid
campaign period." This amendment expressly provides that a person
becomes a candidate only at the start of the campaign period. This
amendment further expressly provides that unlawful acts or omissions
applicable to a candidate take effect only at the start of the campaign
period. Nothing can be clearer that any act or omission done before the
start of the campaign period, such as campaigning, is not punishable.
Where the law is clear and leaves no room for interpretation, resort to
statutory construction is not allowed.
The ponente also conveniently ignored that penal laws
are liberally construed in favor of the offender. The Omnibus Election
Code is an example of a penal law since it imposes penalties for
violation of its provisions. The ponencia’s strained interpretation of
the application of Section 80 of the Omnibus Election Code to the
present case is egregiously unnecessary. The facts of the case are
clear: Penera committed acts for which there are no penalties.
We apply the theory of the majority to the 2010
elections. Under the theory of the majority, a person who files his
certificate of candidacy between 20-30 November 2009 cannot say anything
about his candidacy until 9 February 2010, the start of the campaign
period. Any act of such person, including all political advertisements
in all media, can be interpreted as premature campaigning. Worse, even
acts done before the filing of the certificate of candidacy will be
covered by the majority’s prohibition on premature campaigning. All
candidates who aired "infomercials" prior to the filing of their
certificates of candidacy will be subject to disqualification the moment
they file their certificates of candidacy. This will disqualify
practically all the prospective presidential candidates who are now
leading in the surveys.
The factual circumstances and consequent ruling in Chavez v. Commission on Elections4
differ from the present case precisely because of R.A. 9369. Petitioner
Francisco I. Chavez entered into a number of agreements for product
endorsements a few months before he filed his certificate of candidacy
for Senator on 30 December 2003. On 6 January 2004, COMELEC issued
Resolution No. 6520, Section 32 of which reads:
Section 32. All propaganda materials such as posters,
streamers, stickers or paintings on walls and other materials showing
the picture, image, or name of a person, and all advertisements shown in
print, in radio or on television showing the image or mentioning the
name of a person, who subsequent to the placement or display thereof
becomes a candidate for public office shall be immediately removed by
said candidate and radio station, print media or television station
within 3 days after the effectivity of these implementing rules;
otherwise, he and said radio station, print media or television station
shall be presumed to have conducted premature campaigning in violation
of Section 80 of the Omnibus Election Code.
Chavez asked for exemption from Section 32 because
the billboards are mere product endorsement and cannot be construed as
election paraphernalia. The COMELEC, however, ordered Chavez to remove
or cause the removal of the billboards, or to cover them from public
view during the pendency of his request for approval. Chavez asked this
Court to declare Section 32 unconstitutional.
This Court upheld the validity of Section 32.
Chavez’s possible offense is the non-removal of the described propaganda
materials three days after the effectivity of COMELEC Resolution No.
6520. Failure to remove the propaganda materials will put Chavez under
the presumption of conducting premature campaigning in violation of
Section 80 of the Omnibus Election Code. The Chavez ruling declared that
Chavez’s billboards featuring his name and image for product
endorsements assumed partisan political character because the same
indirectly promoted his candidacy. The Court further held that the
COMELEC merely exercised its duty to regulate the use of election
propaganda materials, and upheld the validity of disallowance of the
continued display of a person’s propaganda materials and advertisements
after he has filed a certificate of candidacy and before the start of
the campaign period.
At the time Chavez was decided by this Court, R.A.
9369 was not yet enacted into law. We cannot stress enough that when
Section 13 of R.A. 9369 amended the third paragraph of Section 15 of
R.A. 8436, it added "any person who files his certificate of candidacy
within [the filing] period shall only be considered a candidate at the
start of the campaign period for which he filed his certificate of
candidacy."
The effects brought about by premature campaigning as
enunciated in Chavez are real. However, with the enactment of R.A.
9369, our lawmakers have decided to do away with the imposition of a
penalty on premature campaigning. It is not for this Court to question
the wisdom of the policy behind legislative enactments.
I vote to GRANT the petition. The Resolutions dated
24 July 2007 and 30 January 2008 of the COMELEC Second Division and the
COMELEC En Banc, respectively, in SPA No. 07-224, should be SET ASIDE.
Rosalinda A. Penera should still be the Mayor of Sta. Monica, Surigao
del Norte.
ANTONIO T. CARPIOAssociate Justice
Footnotes
1 G.R. No. 164858, 16 November 2006, 507 SCRA 114.
2 Section 79(b) of the Omnibus Election Code reads in part:
Section 79. Definitions. — (a) x x x;
(b) The term "election campaign" or "partisan
political activity" refers to an act designed to promote the election or
defeat of a particular candidate or candidates to a public office which
shall include:
(1) Forming organizations, associations, clubs,
committees or other groups of persons for the purpose of soliciting
votes and/or undertaking any campaign for or against a candidate;
(2) Holding political caucuses, conferences,
meetings, rallies, parades, or other similar assemblies, for the purpose
of soliciting votes and/or undertaking any campaign or propaganda for
or against a candidate;
(3) Making speeches, announcements or commentaries,
or holding interviews for or against the election of any candidate for
public office;
(4) Publishing or distributing campaign literature or materials designed to support or oppose the election of any candidate; or
(5) Directly or indirectly soliciting votes, pledges or support for or against a candidate.
3 Batas Pambansa Blg. 881 is the Omnibus Election Code.
4 480 Phil. 915 (2004).
PENERA
V. COMELEC, EN BANC GR 181613, NOV. 25, 2009
x - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
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R E
S O L U T I O N
CARPIO,
J.:
We grant Rosalinda A. Penera’s (Penera) motion for reconsideration of
this Court’s Decision of 11 September 2009 (Decision).
The assailed Decision dismissed Penera’s petition and affirmed the Resolution
dated 30 July 2008 of the COMELEC En Banc as well as the Resolution dated 24
July 2007 of the COMELEC Second Division. The Decision disqualified
Penera from running for the office of Mayor in Sta. Monica, Surigao del Norte
and declared that the Vice-Mayor should succeed Penera.
In support of her motion for reconsideration, Penera submits the following
arguments:
1.
Penera was not yet a candidate at the time of the incident under Section 11 of
RA 8436 as amended by Section 13 of RA 9369.
2.
The petition for disqualification failed to submit convincing and substantial
evidence against Penera for violation of Section 80 of the Omnibus Election
Code.
3.
Penera never admitted the allegations of the petition for disqualification and
has consistently disputed the charge of premature campaigning.
4.
The admission that Penera participated in a motorcade is not the same as
admitting she engaged in premature election campaigning.
Section 79(a) of the Omnibus Election Code defines a “candidate” as “any person
aspiring for or seeking an elective public office, who has filed a certificate
of candidacy x x x.” The second sentence, third paragraph, Section 15 of
RA 8436, as amended by Section 13 of RA 9369, provides that “[a]ny person who files his certificate of
candidacy within [the period for filing] shall only be considered as
a candidate at the start of the campaign period for which he filed his
certificate of candidacy.” The immediately succeeding proviso in
the same third paragraph states that “unlawful acts or omissions applicable to a candidate shall take effect only
upon the start of the aforesaid campaign period.” These
two provisions determine the resolution of this case.
The Decision states that “[w]hen the campaign period starts and [the person who
filed his certificate of candidacy] proceeds with his/her candidacy, his/her
intent turning into actuality, we can
already consider his/her acts, after the filing of his/her COC and prior to the
campaign period, as the promotion of his/her election as a candidate,
hence, constituting premature campaigning, for which he/she may be disqualified.”
Under the Decision, a candidate may already be liable for premature
campaigning after the filing of the certificate of candidacy but even before the start of the campaign period.
From the filing of the certificate of candidacy, even long before the start of
the campaign period, the Decision considers the partisan political acts of a
person so filing a certificate of candidacy “as the promotion of his/her election as a candidate.” Thus,
such person can be disqualified for premature campaigning for acts done
before the start of the campaign period. In short, the Decision considers a person who files a certificate
of candidacy already a “candidate” even before the start of the campaign
period.
The assailed Decision is contrary to the clear intent and letter of the law.
The Decision reverses Lanot v. COMELEC, which held that a person who files a certificate of candidacy
is not a candidate until the start of the campaign period. In Lanot,
this Court explained:
Thus, the essential elements for violation of Section 80 of the Omnibus
Election Code are: (1) a person engages in an election campaign or partisan
political activity; (2) the act is designed to promote the election or defeat
of a particular candidate or candidates; (3) the act is done outside the
campaign period.
The second element
requires the existence of a “candidate.” Under Section 79(a), a candidate is
one who “has filed a certificate of candidacy” to an elective public office.
Unless one has filed his certificate of candidacy, he is not a “candidate.” The
third element requires that the campaign period has not started when the
election campaign or partisan political activity is committed.
Assuming that all
candidates to a public office file their certificates of candidacy on the last
day, which under Section 75 of the Omnibus Election Code is the day before the
start of the campaign period, then no one can be prosecuted for violation of
Section 80 for acts done prior to such last day. Before such last day, there is
no “particular candidate or candidates” to campaign for or against. On the day
immediately after the last day of filing, the campaign period starts and
Section 80 ceases to apply since Section 80 covers only acts done “outside” the
campaign period.
Thus, if all candidates
file their certificates of candidacy on the last day, Section 80 may only apply
to acts done on such last day, which is before the start of the campaign period
and after at least one candidate has filed his certificate of candidacy. This
is perhaps the reason why those running for elective public office usually file
their certificates of candidacy on the last day or close to the last day.
There is no dispute that
Eusebio’s acts of election campaigning or partisan political activities were
committed outside of the campaign period. The only question is whether Eusebio,
who filed his certificate of candidacy on 29 December 2003, was a “candidate”
when he committed those acts before the start of the campaign period on 24
March 2004.
Section 11 of Republic Act
No. 8436 (“RA 8436”) moved the deadline for the filing of certificates of
candidacy to 120 days before election day. Thus, the original deadline was
moved from 23 March 2004 to 2 January 2004, or 81 days earlier. The crucial
question is: did this change in the deadline for filing the certificate of
candidacy make one who filed his certificate of candidacy before 2 January 2004
immediately liable for violation of Section 80 if he engaged in election
campaign or partisan political activities prior to the start of the campaign
period on 24 March 2004?
Section 11 of RA 8436
provides:
SECTION 11. Official Ballot. – The Commission shall prescribe the size and form
of the official ballot which shall contain the titles of the positions to be
filled and/or the propositions to be voted upon in an initiative, referendum or
plebiscite. Under each position, the names of candidates shall be arranged
alphabetically by surname and uniformly printed using the same type size. A
fixed space where the chairman of the Board of Election Inspectors shall affix
his/her signature to authenticate the official ballot shall be provided.
Both sides of the ballots
may be used when necessary.
For this purpose, the deadline for the filing of certificate of candidacy/petition
for registration/ manifestation to participate in the election shall not be
later than one hundred twenty (120) days before the elections: Provided, That, any elective official,
whether national or local, running for any office other than the one which
he/she is holding in a permanent capacity, except for president and
vice-president, shall be deemed resigned only upon the start of the campaign
period corresponding to the position for which he/she is running:
Provided, further, That, unlawful acts or omissions applicable to a candidate
shall take effect upon the start of the aforesaid campaign period: Provided,
finally, That, for purposes of the May 11, 1998 elections, the deadline for
filing of the certificate of candidacy for the positions of President,
Vice-President, Senators and candidates under the party-list system as well as
petitions for registration and/or manifestation to participate in the
party-list system shall be on
February 9, 1998
while the deadline for the filing of certificate of candidacy for other
positions shall be on March
27, 1998.
The official ballots shall
be printed by the National Printing Office and/or the Bangko Sentral ng
Pilipinas at the price comparable with that of private printers under
proper security measures which the Commission shall adopt.
The Commission may
contract the services of private printers upon certification by the National
Printing Office/Bangko Sentral ng Pilipinas that it cannot meet the
printing requirements. Accredited political parties and deputized citizens’
arms of the Commission may assign watchers in the printing, storage and
distribution of official ballots.
To prevent the use of fake ballots, the Commission through the Committee shall
ensure that the serial number on the ballot stub shall be printed in magnetic
ink that shall be easily detectable by inexpensive hardware and shall be impossible
to reproduce on a photocopying machine, and that identification marks, magnetic
strips, bar codes and other technical and security markings, are provided on
the ballot.
The official ballots shall be printed and distributed to each city/municipality
at the rate of one (1) ballot for every registered voter with a provision of
additional four (4) ballots per precinct.
Under Section 11 of RA 8436, the only
purpose for the early filing of certificates of candidacy is to give ample time
for the printing of official ballots. This is clear from the following
deliberations of the Bicameral Conference Committee:
SENATOR GONZALES. Okay. Then, how about
the campaign period, would it be the same[,] uniform for local and national
officials?
THE CHAIRMAN (REP. TANJUATCO).
Personally, I would agree to retaining it at the present periods.
SENATOR GONZALES. But the moment one
files a certificate of candidacy, he’s already a candidate, and there are many
prohibited acts on the part of candidate.
THE CHAIRMAN (REP. TANJUATCO). Unless
we. . . .
SENATOR GONZALES. And you cannot say
that the campaign period has not yet began (sic).
THE CHAIRMAN (REP. TANJUATCO). If we
don’t provide that the filing of the certificate will not bring about one’s
being a candidate.
SENATOR GONZALES. If that’s a fact, the
law cannot change a fact.
THE CHAIRMAN (REP. TANJUATCO). No, but if we can provide that the filing of
the certificate of candidacy will not result in that official vacating his
position, we can also provide that insofar he is concerned, election period or
his being a candidate will not yet commence. Because here, the reason why we
are doing an early filing is to afford enough time to prepare this machine
readable ballots.
So, with the manifestations from the
Commission on Elections, Mr. Chairman, the House Panel will withdraw its
proposal and will agree to the 120-day period provided in the Senate version.
THE CHAIRMAN (SENATOR FERNAN). Thank
you, Mr. Chairman.
x x x x
SENATOR GONZALES. How about prohibition
against campaigning or doing partisan acts which apply immediately upon being a
candidate?
THE CHAIRMAN (REP. TANJUATCO). Again, since the intention of this provision
is just to afford the Comelec enough time to print the ballots, this provision
does not intend to change the campaign periods as presently, or rather election
periods as presently fixed by existing law.
THE ACTING CHAIRMAN (SEN. FERNAN). So,
it should be subject to the other prohibition.
THE CHAIRMAN (REP. TANJUATCO). That’s
right.
THE ACTING CHAIRMAN (SEN. FERNAN).
Okay.
THE CHAIRMAN (REP. TANJUATCO). In other
words, actually, there would be no conflict anymore because we are talking
about the 120-day period before election as the last day of filing a
certificate of candidacy, election period starts 120 days also. So that is
election period already. But he will still not be considered as a
candidate.
Thus, because of the early deadline of 2 January 2004 for purposes of printing
of official ballots, Eusebio filed his certificate of candidacy on 29 December
2003. Congress, however, never intended the filing of a certificate of
candidacy before 2 January 2004 to make the person filing to become immediately
a “candidate” for purposes other than the printing of ballots. This legislative
intent prevents the immediate application of Section 80 of the Omnibus Election
Code to those filing to meet the early deadline. The clear intention of
Congress was to preserve the “election
periods as x x x fixed by existing law” prior to RA 8436 and that one
who files to meet the early deadline “will
still not be considered as a candidate.” (Emphasis in the
original)
Lanot was decided on the ground that one who files a certificate
of candidacy is not a candidate until the start of the campaign period. This
ground was based on the deliberations of the legislators who explained the
intent of the provisions of RA 8436, which laid the legal framework for an
automated election system. There was no express provision in the original
RA 8436 stating that one who files a certificate of candidacy is not a
candidate until the start of the campaign period.
When Congress amended RA 8436, Congress decided to expressly incorporate the Lanot
doctrine into law, realizing that Lanot merely relied on the
deliberations of Congress in holding that —
The clear intention of Congress was to
preserve the “election periods
as x x x fixed by existing law” prior to RA 8436 and that
one who files to meet the early deadline “will still not be considered as a candidate.” (Emphasis supplied)
Congress wanted to insure that no person filing a certificate of candidacy
under the early deadline required by the automated election system would be
disqualified or penalized for any partisan political act done before the start
of the campaign period. Thus, in enacting RA 9369, Congress expressly wrote the
Lanot doctrine into the second
sentence, third paragraph of the amended Section 15 of RA 8436, thus:
x x x
For this purpose, the
Commission shall set the deadline for the filing of certificate of
candidacy/petition for registration/manifestation to participate in the
election. Any person who files
his certificate of candidacy within this period shall only be considered as
a candidate at the start of the campaign period for which he filed his
certificate of candidacy: Provided, That, unlawful acts or
omissions applicable to a candidate shall take effect only upon the start of
the aforesaid campaign period: Provided, finally, That any person
holding a public appointive office or position, including active members of the
armed forces, and officers and employees in government-owned or -controlled
corporations, shall be considered ipso facto resigned from his/her
office and must vacate the same at the start of the day of the filing of
his/her certificate of candidacy. (Boldfacing and underlining supplied)
Congress elevated the Lanot doctrine into a statute by specifically
inserting it as the second sentence of
the third paragraph of the
amended Section 15 of RA 8436, which cannot be annulled by this Court except on
the sole ground of its unconstitutionality. The Decision cannot reverse Lanot
without repealing this second
sentence, because to reverse Lanot would mean repealing this second sentence.
The assailed Decision, however, in reversing Lanot does not claim that
this second sentence or any
portion of Section 15 of RA 8436, as amended by RA 9369, is
unconstitutional. In fact, the Decision considers the entire Section 15
good law. Thus, the Decision is self-contradictory — reversing Lanot
but maintaining the constitutionality of the second sentence, which embodies the Lanot doctrine.
In so doing, the Decision is irreconcilably in conflict with the clear
intent and letter of the second
sentence, third paragraph, Section 15 of RA 8436, as amended by RA 9369.
In enacting RA 9369, Congress even further clarified the first proviso in
the third paragraph of Section 15 of RA 8436. The original provision in
RA 8436 states —
x x x Provided, further, That, unlawful
acts or omissions applicable to a candidate shall take effect upon the start of
the aforesaid campaign period, x x x.
In RA 9369, Congress inserted the word
“only” so that the first proviso
now reads —
x x x Provided, That, unlawful
acts or omissions applicable to a candidate shall take effect only upon the start of the aforesaid
campaign period x x x.
(Emphasis supplied)
Thus, Congress not only reiterated but also strengthened its mandatory
directive that election offenses can be committed by a candidate “only” upon the start of the campaign
period. This clearly means that before the start of the campaign period, such
election offenses cannot be so committed.
When the applicable provisions of RA 8436, as amended by RA 9369, are read
together, these provisions of law do not consider Penera a candidate for
purposes other than the printing of ballots, until the start of the campaign
period. There is absolutely no room for any other interpretation.
We quote with approval the Dissenting Opinion of Justice Antonio T. Carpio:
x x x The definition of a “candidate” in Section 79(a) of the Omnibus
Election Code should be read together with the amended Section 15 of RA
8436. A “‘candidate’ refers to any person aspiring for or seeking an
elective public office, who has filed a certificate of candidacy by himself or
through an accredited political party, aggroupment or coalition of
parties.” However, it is no longer enough to merely file a certificate of
candidacy for a person to be considered a candidate
because “any person who
files his certificate of candidacy within [the filing] period shall only be
considered a candidate at the start of the campaign period for which he
filed his certificate of candidacy.” Any person may thus file a
certificate of candidacy on any day within the prescribed period for filing a
certificate of candidacy yet that person shall be considered a candidate, for
purposes of determining one’s possible violations of election laws, only during the campaign period.
Indeed, there is no “election campaign” or “partisan political activity”
designed to promote the election or defeat of a particular candidate or
candidates to public office simply because there is no “candidate” to speak of
prior to the start of the campaign period. Therefore, despite the filing
of her certificate of candidacy, the law does not consider Penera a candidate
at the time of the questioned motorcade which was conducted a day before the
start of the campaign period. x x x
The campaign period for local officials
began on 30 March 2007 and ended on 12 May 2007. Penera filed her certificate of candidacy on 29 March
2007. Penera was thus a candidate on 29 March 2009 only for purposes of
printing the ballots. On 29 March
2007, the law still did not consider Penera a candidate for purposes other than
the printing of ballots. Acts committed by Penera prior to 30
March 2007, the date when she became a “candidate,” even if constituting
election campaigning or partisan political activities, are not punishable under
Section 80 of the Omnibus Election Code. Such acts are within the realm
of a citizen’s protected freedom of expression. Acts committed by Penera
within the campaign period are not covered by Section 80 as Section 80 punishes
only acts outside the campaign period.
The assailed Decision gives a specious reason in explaining away the first proviso
in the third paragraph, the amended Section 15 of RA 8436 that election offenses applicable to candidates
take effect only upon the start of the campaign period. The
Decision states that:
x x x [T]he line in Section 15 of Republic Act No. 8436, as amended, which
provides that “any unlawful act or omission applicable to a candidate shall take effect only upon the start of the
campaign period,” does not mean that the acts constituting premature
campaigning can only be committed, for which the offender may be disqualified,
during the campaign period. Contrary
to the pronouncement in the dissent, nowhere in said proviso was it stated that campaigning before the
start of the campaign period is lawful, such that the offender may
freely carry out the same with impunity.
As previously established, a
person, after filing his/her COC but prior to his/her becoming a candidate
(thus, prior to the start of the campaign period), can already commit the acts
described under Section 79(b) of the Omnibus Election Code as election campaign
or partisan political activity, However, only after said person
officially becomes a candidate, at the beginning of the campaign period,
can said acts be given effect as premature campaigning under Section 80 of the
Omnibus Election Code. Only after
said person officially becomes a candidate, at the start of the campaign
period, can his/her disqualification be sought for acts constituting premature
campaigning. Obviously, it is only at the start of the campaign
period, when the person officially becomes a candidate, that the undue and
iniquitous advantages of his/her prior acts, constituting premature
campaigning, shall accrue to his/her benefit. Compared to the other
candidates who are only about to begin their election campaign, a candidate who
had previously engaged in premature campaigning already enjoys an unfair
headstart in promoting his/her candidacy. (Emphasis
supplied)
It is a basic principle of law that any act is lawful unless expressly
declared unlawful by law. This is specially true to expression or
speech, which Congress cannot outlaw except on very narrow grounds
involving clear, present and imminent danger to the State. The mere fact
that the law does not declare an act unlawful ipso facto means that the
act is lawful. Thus, there is no need for Congress to declare in Section
15 of RA 8436, as amended by RA 9369, that political partisan activities before
the start of the campaign period are lawful. It is sufficient for
Congress to state that “any unlawful
act or omission applicable to a candidate shall take effect only upon the start
of the campaign period.” The only inescapable and logical result
is that the same acts, if done before the start of the campaign period, are
lawful.
In layman’s language, this means that a candidate is liable for an election
offense only for acts done during the campaign period, not before.
The law is clear as daylight — any election offense that may be
committed by a candidate under any election law cannot be committed before the
start of the campaign period. In ruling that Penera is liable for
premature campaigning for partisan political acts before the start of the
campaigning, the assailed Decision ignores the clear and express provision of
the law.
The Decision rationalizes that a candidate who commits premature campaigning
can be disqualified or prosecuted only after the start of the campaign
period. This is not what the law says. What the law says is “any unlawful act or omission applicable to a
candidate shall take effect only upon the start of the campaign period.”
The plain meaning of this provision is that the effective date when partisan
political acts become unlawful as to a candidate is when the campaign period
starts. Before the start of the campaign period, the same partisan
political acts are lawful.
The law does not state, as the assailed Decision asserts, that partisan
political acts done by a candidate before the campaign period are unlawful, but
may be prosecuted only upon the start of the campaign period.
Neither does the law state that partisan political acts done by a candidate
before the campaign period are temporarily lawful, but becomes unlawful
upon the start of the campaign period. This is clearly not the language
of the law. Besides, such a law as envisioned in the Decision,
which defines a criminal act and curtails freedom of expression and speech,
would be void for vagueness.
Congress has laid down the law — a candidate is liable for election offenses
only upon the start of the campaign period. This Court has no power to ignore
the clear and express mandate of the law that “any person who files his certificate of candidacy within [the filing]
period shall only be considered a candidate at the start of the campaign period
for which he filed his certificate of candidacy.” Neither can this
Court turn a blind eye to the express and clear language of the law that “any unlawful act or omission applicable to a
candidate shall take effect only upon the start of the campaign period.”
The forum for examining the wisdom of the law, and enacting remedial measures,
is not this Court but the Legislature. This Court has no recourse
but to apply a law that is as clear, concise and express as the second sentence, and its immediately
succeeding proviso, as written in the third paragraph of Section 15 of
RA 8436, as amended by RA 9369.
WHEREFORE, we GRANT petitioner Rosalinda A. Penera’s
Motion for Reconsideration. We SET
ASIDE the Decision of this Court in G.R. No. 181613 promulgated on 11
September 2009, as well as the Resolutions dated 24 July 2007 and 30 January
2008 of the COMELEC Second Division and the COMELEC En Banc, respectively, in
SPA No. 07-224. Rosalinda A. Penera shall continue as Mayor of Sta.
Monica, Surigao del Norte.
SO ORDERED.
ANTONIO T. CARPIO
Associate Justice
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