EN BANC
G.R. Nos. 179431-32 June 22, 2010LUIS K. LOKIN, JR., as the second nominee of CITIZENS BATTLE AGAINST CORRUPTION (CIBAC), Petitioner,
vs.
COMMISSION ON ELECTIONS and the HOUSE OF REPRESENTATIVES, Respondents.
x - - - - - - - - - - - - - - - - - - - - - - -x
G.R. No. 180443
LUIS K. LOKIN, JR., Petitioner,
vs.
COMMISSION ON ELECTIONS (COMELEC), EMMANUEL JOEL J. VILLANUEVA, CINCHONA C. GONZALES and ARMI JANE R. BORJE, Respondents.
D E C I S I O N
BERSAMIN, J.:
The principal question posed in these consolidated
special civil actions for certiorari and mandamus is whether the
Commission on Elections (COMELEC) can issue implementing rules and
regulations (IRRs) that provide a ground for the substitution of a
party-list nominee not written in Republic Act (R.A.) No. 7941,1 otherwise known as the Party-List System Act, the law that the COMELEC thereby implements.
Common Antecedents
The Citizens’ Battle Against Corruption (CIBAC) was
one of the organized groups duly registered under the party-list system
of representation that manifested their intent to participate in the May
14, 2007 synchronized national and local elections. Together with its
manifestation of intent to participate,2
CIBAC, through its president, Emmanuel Joel J. Villanueva, submitted a
list of five nominees from which its representatives would be chosen
should CIBAC obtain the required number of qualifying votes. The
nominees, in the order that their names appeared in the certificate of
nomination dated March 29, 2007,3
were: (1) Emmanuel Joel J. Villanueva; (2) herein petitioner Luis K.
Lokin, Jr.; (3) Cinchona C. Cruz-Gonzales; (4) Sherwin Tugna; and (5)
Emil L. Galang. The nominees’ certificates of acceptance were attached
to the certificate of nomination filed by CIBAC. The list of nominees
was later published in two newspapers of general circulation, The
Philippine Star News4 (sic) and The Philippine Daily Inquirer.5
Prior to the elections, however, CIBAC, still through
Villanueva, filed a certificate of nomination, substitution and
amendment of the list of nominees dated May 7, 2007,6
whereby it withdrew the nominations of Lokin, Tugna and Galang and
substituted Armi Jane R. Borje as one of the nominees. The amended list
of nominees of CIBAC thus included: (1) Villanueva, (2) Cruz-Gonzales,
and (3) Borje.
Following the close of the polls, or on June 20, 2007, Villanueva sent a letter to COMELEC Chairperson Benjamin Abalos,7
transmitting therewith the signed petitions of more than 81% of the
CIBAC members, in order to confirm the withdrawal of the nomination of
Lokin, Tugna and Galang and the substitution of Borje. In their
petitions, the members of CIBAC averred that Lokin and Tugna were not
among the nominees presented and proclaimed by CIBAC in its proclamation
rally held in May 2007; and that Galang had signified his desire to
focus on his family life.
On June 26, 2007, CIBAC, supposedly through its counsel, filed with the COMELEC en banc sitting as the National Board of Canvassers a motion seeking the proclamation of Lokin as its second nominee.8
The right of CIBAC to a second seat as well as the right of Lokin to be
thus proclaimed were purportedly based on Party-List Canvass Report No.
26, which showed CIBAC to have garnered a grand total of 744,674 votes.
Using all relevant formulas, the motion asserted that CIBAC was clearly
entitled to a second seat and Lokin to a proclamation.
The motion was opposed by Villanueva and Cruz-Gonzales.
Notwithstanding Villanueva’s filing of the
certificate of nomination, substitution and amendment of the list of
nominees and the petitions of more than 81% of CIBAC members, the
COMELEC failed to act on the matter, prompting Villanueva to file a
petition to confirm the certificate of nomination, substitution and
amendment of the list of nominees of CIBAC on June 28, 2007.9
On July 6, 2007, the COMELEC issued Resolution No. 8219,10
whereby it resolved to set the matter pertaining to the validity of the
withdrawal of the nominations of Lokin, Tugna and Galang and the
substitution of Borje for proper disposition and hearing. The case was
docketed as E.M. No. 07-054.
In the meantime, the COMELEC en banc, sitting as the National Board of Canvassers, issued National Board of Canvassers (NBC) Resolution No. 07-60 dated July 9, 200711
to partially proclaim the following parties, organizations and
coalitions participating under the Party-List System as having won in
the May 14, 2007 elections, namely: Buhay Hayaan Yumabong, Bayan Muna,
CIBAC, Gabriela Women's Party, Association of Philippine Electric
Cooperatives, Advocacy for Teacher Empowerment Through Action,
Cooperation and Harmony Towards Educational Reforms, Inc., Akbayan!
Citizen's Action Party, Alagad, Luzon Farmers Party, Cooperative-Natco
Network Party, Anak Pawis, Alliance of Rural Concerns and Abono; and to
defer the proclamation of the nominees of the parties, organizations and
coalitions with pending disputes until final resolution of their
respective cases.
The COMELEC en banc issued another resolution, NBC Resolution No. 07-72 dated July 18, 2007,12
proclaiming Buhay Hayaan Yumabong as entitled to 2 additional seats and
Bayan Muna, CIBAC, Gabriela Women's Party, and Association of
Philippine Electric Cooperatives to an additional seat each; and holding
in abeyance the proclamation of the nominees of said parties,
organizations and coalitions with pending disputes until the final
resolution of their respective cases.
With the formal declaration that CIBAC was entitled
to an additional seat, Ricardo de los Santos, purportedly as secretary
general of CIBAC, informed Roberto P. Nazareno, Secretary General of the
House of Representatives, of the promulgation of NBC Resolution No.
07-72 and requested that Lokin be formally sworn in by Speaker Jose de
Venecia, Jr. to enable him to assume office. Nazareno replied, however,
that the request of Delos Santos could not be granted because COMELEC
Law Director Alioden D. Dalaig had notified him of the pendency of E.M.
07-054.
On September 14, 2007, the COMELEC en banc resolved E.M. No. 07-05413 thuswise:
WHEREFORE, considering the above discussion, the
Commission hereby approves the withdrawal of the nomination of Atty.
Luis K. Lokin, Sherwin N. Tugna and Emil Galang as second, third and
fourth nominees respectively and the substitution thereby with Atty.
Cinchona C. Cruz-Gonzales as second nominee and Atty. Armi Jane R. Borje
as third nominee for the party list CIBAC. The new order of CIBAC's
nominees therefore shall be:
2. Cinchona C. Cruz-Gonzales
3. Armi Jane R. Borje
The COMELEC en banc explained that the actions
of Villanueva in his capacity as the president of CIBAC were presumed
to be within the scope of his authority as such; that the president was
charged by Section 1 of Article IV of the CIBAC By-Laws to oversee and
direct the corporate activities, which included the act of submitting
the party's manifestation of intent to participate in the May 14, 2007
elections as well as its certificate of nominees; that from all
indications, Villanueva as the president of CIBAC had always been
provided the leeway to act as the party's representative and that his
actions had always been considered as valid; that the act of withdrawal,
although done without any written Board approval, was accomplished with
the Board’s acquiescence or at least understanding; and that the intent
of the party should be given paramount consideration in the selection
of the nominees.
As a result, the COMELEC en banc proclaimed Cruz-Gonzales as the official second nominee of CIBAC.14 Cruz-Gonzales took her oath of office
as a Party-List Representative of CIBAC on September 17, 2007.15
Precís of the Consolidated Cases
In G.R. No. 179431 and G.R. No. 179432, Lokin seeks
through mandamus to compel respondent COMELEC to proclaim him as the
official second nominee of CIBAC.
In G.R. No. 180443, Lokin assails Section 13 of Resolution No. 7804 promulgated on January 12, 2007;16
and the resolution dated September 14, 2007 issued in E.M. No. 07-054
(approving CIBAC’s withdrawal of the nominations of Lokin, Tugna and
Galang as CIBAC’s second, third and fourth nominees, respectively, and
the substitution by Cruz-Gonzales and Borje in their stead, based on the
right of CIBAC to change its nominees under Section 13 of Resolution
No. 7804).17 He alleges that Section 13 of Resolution No. 7804 expanded Section 8 of R.A. No. 7941.18 the law that the COMELEC seeks to thereby implement.
In its comment, the COMELEC asserts that a petition
for certiorari is an inappropriate recourse in law due to the
proclamation of Cruz-Gonzales as Representative and her assumption of
that office; that Lokin’s proper recourse was an electoral protest filed
in the House of Representatives Electoral Tribunal (HRET); and that,
therefore, the Court has no jurisdiction over the matter being raised by
Lokin.
For its part, CIBAC posits that Lokin is guilty of
forum shopping for filing a petition for mandamus and a petition for
certiorari, considering that both petitions ultimately seek to have him
proclaimed as the second nominee of CIBAC.
Issues
The issues are the following:(b) Whether or not Lokin is guilty of forum shopping;
(c) Whether or not Section 13 of Resolution No. 7804 is unconstitutional and violates the Party-List System Act; and
(d) Whether or not the COMELEC committed grave abuse
of discretion amounting to lack or excess of jurisdiction in approving
the withdrawal of the nominees of CIBAC and allowing the amendment of
the list of nominees of CIBAC without any basis in fact or law and after
the close of the polls, and in ruling on matters that were
intra-corporate in nature.
Ruling
The petitions are granted.
A
The Court has jurisdiction over the case
The Court has jurisdiction over the case
The COMELEC posits that once the proclamation of the
winning party-list organization has been done and its nominee has
assumed office, any question relating to the election, returns and
qualifications of the candidates to the House of Representatives falls
under the jurisdiction of the HRET pursuant to Section 17, Article VI of
the 1987 Constitution. Thus, Lokin should raise the question he poses
herein either in an election protest or in a special civil action for quo warranto in the HRET, not in a special civil action for certiorari in this Court.
We do not agree.
An election protest proposes to oust the
winning candidate from office. It is strictly a contest between the
defeated and the winning candidates, based on the grounds of electoral
frauds and irregularities, to determine who between them has actually
obtained the majority of the legal votes cast and is entitled to hold
the office. It can only be filed by a candidate who has duly filed a
certificate of candidacy and has been voted for in the preceding
elections.
A special civil action for quo warranto refers
to questions of disloyalty to the State, or of ineligibility of the
winning candidate. The objective of the action is to unseat the
ineligible person from the office, but not to install the petitioner in
his place. Any voter may initiate the action, which is, strictly
speaking, not a contest where the parties strive for supremacy because
the petitioner will not be seated even if the respondent may be
unseated.
The controversy involving Lokin is neither an election protest nor an action for quo warranto, for
it concerns a very peculiar situation in which Lokin is seeking to be
seated as the second nominee of CIBAC. Although an election protest may
properly be available to one party-list organization seeking to unseat
another party-list organization to determine which between the defeated
and the winning party-list organizations actually obtained the majority
of the legal votes, Lokin’s case is not one in which a nominee of a
particular party-list organization thereby wants to unseat another
nominee of the same party-list organization. Neither does an action for quo warranto lie,
considering that the case does not involve the ineligibility and
disloyalty of Cruz-Gonzales to the Republic of the Philippines, or some
other cause of disqualification for her.
Lokin has correctly brought this special civil action
for certiorari against the COMELEC to seek the review of the September
14, 2007 resolution of the COMELEC in accordance with Section 7 of
Article IX-A of the 1987 Constitution, notwithstanding the oath and
assumption of office by Cruz-Gonzales. The constitutional mandate is now
implemented by Rule 64 of the 1997 Rules of Civil Procedure, which
provides for the review of the judgments, final orders or resolutions of
the COMELEC and the Commission on Audit. As Rule 64 states, the mode of
review is by a petition for certiorari in accordance with Rule 65 to be
filed in the Supreme Court within a limited period of 30 days.
Undoubtedly, the Court has original and exclusive jurisdiction over
Lokin’s petitions for certiorari and for mandamus against the COMELEC.
B
Petitioner is not guilty of forum shopping
Petitioner is not guilty of forum shopping
Forum shopping consists of the filing of multiple
suits involving the same parties for the same cause of action, either
simultaneously or successively, for the purpose of obtaining a favorable
judgment. Thus, forum shopping may arise: (a) whenever as a result of
an adverse decision in one forum, a party seeks a favorable decision
(other than by appeal or certiorari) in another; or (b) if, after
having filed a petition in the Supreme Court, a party files another
petition in the Court of Appeals, because he thereby deliberately splits
appeals "in the hope that even as one case in which a particular remedy
is sought is dismissed, another case (offering a similar remedy) would
still be open"; or (c) where a party attempts to obtain a writ of
preliminary injunction from a court after failing to obtain the writ
from another court.19
What is truly important to consider in determining
whether forum shopping exists or not is the vexation caused to the
courts and the litigants by a party who accesses different courts and
administrative agencies to rule on the same or related causes or to
grant the same or substantially the same reliefs, in the process
creating the possibility of conflicting decisions being rendered by the
different fora upon the same issue.20
The filing of identical petitions in different courts
is prohibited, because such act constitutes forum shopping, a
malpractice that is proscribed and condemned as trifling with the courts
and as abusing their processes. Forum shopping is an improper conduct
that degrades the administration of justice.21
Nonetheless, the mere filing of several cases based
on the same incident does not necessarily constitute forum shopping. The
test is whether the several actions filed involve the same transactions
and the same essential facts and circumstances.22 The actions must also raise identical causes of action, subject matter, and issues.23 Elsewise stated, forum shopping exists where the elements of litis pendentia are present, or where a final judgment in one case will amount to res judicata in the other.24
Lokin has filed the petition for mandamus to compel
the COMELEC to proclaim him as the second nominee of CIBAC upon the
issuance of NBC Resolution No. 07-72 (announcing CIBAC’s entitlement to
an additional seat in the House of Representatives), and to strike down
the provision in NBC Resolution No. 07-60 and NBC Resolution No. 07-72
holding in abeyance "all proclamation of the nominees of concerned
parties, organizations and coalitions with pending disputes shall
likewise be held in abeyance until final resolution of their respective
cases." He has insisted that the COMELEC had the ministerial duty to
proclaim him due to his being CIBAC’s second nominee; and that the
COMELEC had no authority to exercise discretion and to suspend or defer
the proclamation of winning party-list organizations with pending
disputes.
On the other hand, Lokin has resorted to the petition
for certiorari to assail the September 14, 2007 resolution of the
COMELEC (approving the withdrawal of the nomination of Lokin, Tugna and
Galang and the substitution by Cruz-Gonzales as the second nominee and
Borje as the third nominee); and to challenge the validity of Section 13
of Resolution No. 7804, the COMELEC’s basis for allowing CIBAC’s
withdrawal of Lokin’s nomination.
Applying the test for forum shopping, the consecutive
filing of the action for certiorari and the action for mandamus did not
violate the rule against forum shopping even if the actions involved
the same parties, because they were based on different causes of action
and the reliefs they sought were different.
C
Invalidity of Section 13 of Resolution No. 7804
Invalidity of Section 13 of Resolution No. 7804
The legislative power of the Government is vested
exclusively in the Legislature in accordance with the doctrine of
separation of powers. As a general rule, the Legislature cannot
surrender or abdicate its legislative power, for doing so will be
unconstitutional. Although the power to make laws cannot be delegated by
the Legislature to any other authority, a power that is not legislative
in character may be delegated.25
Under certain circumstances, the Legislature can
delegate to executive officers and administrative boards the authority
to adopt and promulgate IRRs. To render such delegation lawful, the
Legislature must declare the policy of the law and fix the legal
principles that are to control in given cases. The Legislature should
set a definite or primary standard to guide those empowered to execute
the law. For as long as the policy is laid down and a proper standard is
established by statute, there can be no unconstitutional delegation of
legislative power when the Legislature leaves to selected
instrumentalities the duty of making subordinate rules within the
prescribed limits, although there is conferred upon the executive
officer or administrative board a large measure of discretion. There is a
distinction between the delegation of power to make a law and the
conferment of an authority or a discretion to be exercised under and in
pursuance of the law, for the power to make laws necessarily involves a
discretion as to what it shall be.26
The authority to make IRRs in order to carry out an
express legislative purpose, or to effect the operation and enforcement
of a law is not a power exclusively legislative in character, but is
rather administrative in nature. The rules and regulations adopted and
promulgated must not, however, subvert or be contrary to existing
statutes. The function of promulgating IRRs may be legitimately
exercised only for the purpose of carrying out the provisions of a law.
The power of administrative agencies is confined to implementing the law
or putting it into effect. Corollary to this is that administrative
regulation cannot extend the law and amend a legislative enactment. It
is axiomatic that the clear letter of the law is controlling and cannot
be amended by a mere administrative rule issued for its implementation.
Indeed, administrative or executive acts shall be valid only when they
are not contrary to the laws or the Constitution.27
To be valid, therefore, the administrative IRRs must comply with the following requisites to be valid:28
1. Its promulgation must be authorized by the Legislature;
2. It must be within the scope of the authority given by the Legislature;
3. It must be promulgated in accordance with the prescribed procedure; and
4. It must be reasonable.
The COMELEC is constitutionally mandated to enforce
and administer all laws and regulations relative to the conduct of an
election, a plebiscite, an initiative, a referendum, and a recall.29
In addition to the powers and functions conferred upon it by the
Constitution, the COMELEC is also charged to promulgate IRRs
implementing the provisions of the Omnibus Election Code or other laws
that the COMELEC enforces and administers.30
The COMELEC issued Resolution No. 7804 pursuant to
its powers under the Constitution, Batas Pambansa Blg. 881, and the
Party-List System Act.31 Hence, the COMELEC met the first requisite.
The COMELEC also met the third requisite. There is no
question that Resolution No. 7804 underwent the procedural necessities
of publication and dissemination in accordance with the procedure
prescribed in the resolution itself.
Whether Section 13 of Resolution No. 7804 was valid
or not is thus to be tested on the basis of whether the second and
fourth requisites were met. It is in this respect that the challenge of
Lokin against Section 13 succeeds.
As earlier said, the delegated authority must be properly exercised. This simply means that the resulting IRRs must not be ultra vires
as to be issued beyond the limits of the authority conferred. It is
basic that an administrative agency cannot amend an act of Congress,32
for administrative IRRs are solely intended to carry out, not to
supplant or to modify, the law. The administrative agency issuing the
IRRs may not enlarge, alter, or restrict the provisions of the law it
administers and enforces, and cannot engraft additional
non-contradictory requirements not contemplated by the Legislature.33
Section 8 of R.A. No. 7941 reads:
Section 8. Nomination of Party-List Representatives.-Each
registered party, organization or coalition shall submit to the COMELEC
not later that forty-five (45) days before the election a list of
names, not less than five (5), from which party-list representatives
shall be chosen in case it obtains the required number of votes.
A person may be nominated in one (1) list only. Only
persons who have given their consent in writing may be named in the
list. The list shall not include any candidate of any elective office or
a person who has lost his bid for an elective office in the immediately
preceding election. No change of names or alteration of the order of
nominees shall be allowed after the same shall have been submitted to
the COMELEC except in cases where the nominee dies, or withdraws in
writing his nomination, becomes incapacitated in which case the name of
the substitute nominee shall be placed last in the list. Incumbent
sectoral representatives in the House of Representatives who are
nominated in the party-list system shall not be considered resigned.
The provision is daylight clear. The Legislature
thereby deprived the party-list organization of the right to change its
nominees or to alter the order of nominees once the list is submitted to
the COMELEC, except when: (a) the nominee dies; (b) the nominee
withdraws in writing his nomination; or (c) the nominee becomes
incapacitated. The provision must be read literally because its language
is plain and free from ambiguity, and expresses a single, definite, and
sensible meaning. Such meaning is conclusively presumed to be the
meaning that the Legislature has intended to convey. Even where the
courts should be convinced that the Legislature really intended some
other meaning, and even where the literal interpretation should defeat
the very purposes of the enactment, the explicit declaration of the
Legislature is still the law, from which the courts must not depart.34
When the law speaks in clear and categorical language, there is no
reason for interpretation or construction, but only for application.35
Accordingly, an administrative agency tasked to implement a statute may
not construe it by expanding its meaning where its provisions are clear
and unambiguous.36
The legislative intent to deprive the party-list
organization of the right to change the nominees or to alter the order
of the nominees was also expressed during the deliberations of the
Congress, viz:
MR. LAGMAN: And again on Section 5, on the
nomination of party list representatives, I do not see any provision
here which prohibits or for that matter allows the nominating party to
change the nominees or to alter the order of prioritization of names of
nominees. Is the implication correct that at any time after submission
the names could still be changed or the listing altered?
MR. ABUEG: Mr. Speaker, that is a good issue brought
out by the distinguished Gentleman from Albay and perhaps a perfecting
amendment may be introduced therein. The sponsoring committee will
gladly consider the same.
MR. LAGMAN: In other words, what I would like to
see is that after the list is submitted to the COMELEC officially, no
more changes should be made in the names or in the order of listing.
MR. ABUEG: Mr. Speaker, there may be a situation
wherein the name of a particular nominee has been submitted to the
Commission on Elections but before election day the nominee changed his
political party affiliation. The nominee is therefore no longer
qualified to be included in the party list and the political party has a
perfect right to change the name of that nominee who changed his
political party affiliation.
MR. LAGMAN: Yes of course. In that particular case, the change can be effected but will be the exception rather than the rule.
Another exception most probably is the nominee dies, then there has to
be a change but any change for that matter should always be at the last
part of the list so that the prioritization made by the party will not
be adversely affected.37
The usage of "No" in Section 8 – "No change of names
or alteration of the order of nominees shall be allowed after the same
shall have been submitted to the COMELEC except in cases where the
nominee dies, or withdraws in writing his nomination, or becomes
incapacitated, in which case the name of the substitute nominee shall be
placed last in the list" – renders Section 8 a negative law, and
is indicative of the legislative intent to make the statute mandatory.
Prohibitive or negative words can rarely, if ever, be directory, for
there is but one way to obey the command "thou shall not," and that is
to completely refrain from doing the forbidden act,38 subject to certain exceptions stated in the law itself, like in this case.
Section 8 does not unduly deprive the party-list
organization of its right to choose its nominees, but merely divests it
of the right to change its nominees or to alter the order in the list of
its nominees’ names after submission of the list to the COMELEC.
The prohibition is not arbitrary or capricious;
neither is it without reason on the part of lawmakers. The COMELEC can
rightly presume from the submission of the list that the list reflects
the true will of the party-list organization. The COMELEC will not
concern itself with whether or not the list contains the real intended
nominees of the party-list organization, but will only determine whether
the nominees pass all the requirements prescribed by the law and
whether or not the nominees possess all the qualifications and none of
the disqualifications. Thereafter, the names of the nominees will be
published in newspapers of general circulation. Although the people vote
for the party-list organization itself in a party-list system of
election, not for the individual nominees, they still have the right to
know who the nominees of any particular party-list organization are. The
publication of the list of the party-list nominees in newspapers of
general circulation serves that right of the people, enabling the voters
to make intelligent and informed choices. In contrast, allowing the
party-list organization to change its nominees through withdrawal of
their nominations, or to alter the order of the nominations after the
submission of the list of nominees circumvents the voters’ demand for
transparency. The lawmakers’ exclusion of such arbitrary withdrawal has
eliminated the possibility of such circumvention.
D
Exceptions in Section 8 of R.A. 7941 are exclusive
Exceptions in Section 8 of R.A. 7941 are exclusive
Section 8 of R.A. No. 7941 enumerates only three
instances in which the party-list organization can substitute another
person in place of the nominee whose name has been submitted to the
COMELEC, namely: (a) when the nominee dies; (b) when the nominee
withdraws in writing his nomination; and (c) when the nominee becomes
incapacitated.
The enumeration is exclusive, for, necessarily, the
general rule applies to all cases not falling under any of the three
exceptions.
When the statute itself enumerates the exceptions to
the application of the general rule, the exceptions are strictly but
reasonably construed. The exceptions extend only as far as their
language fairly warrants, and all doubts should be resolved in favor of
the general provision rather than the exceptions. Where the general rule
is established by a statute with exceptions, none but the enacting
authority can curtail the former. Not even the courts may add to the
latter by implication, and it is a rule that an express exception
excludes all others, although it is always proper in determining the
applicability of the rule to inquire whether, in a particular case, it
accords with reason and justice.39
The appropriate and natural office of the exception
is to exempt something from the scope of the general words of a statute,
which is otherwise within the scope and meaning of such general words.
Consequently, the existence of an exception in a statute clarifies the
intent that the statute shall apply to all cases not excepted.
Exceptions are subject to the rule of strict construction; hence, any
doubt will be resolved in favor of the general provision and against the
exception. Indeed, the liberal construction of a statute will seem to
require in many circumstances that the exception, by which the operation
of the statute is limited or abridged, should receive a restricted
construction.
E
Section 13 of Resolution No. 7804 expanded
the exceptions under Section 8 of R.A. No. 7941
Section 13 of Resolution No. 7804 states:Section 13 of Resolution No. 7804 expanded
the exceptions under Section 8 of R.A. No. 7941
Section 13. Substitution of nominees. – A
party-list nominee may be substituted only when he dies, or his
nomination is withdrawn by the party, or he becomes incapacitated to
continue as such, or he withdraws his acceptance to a nomination. In any of these cases, the name of the substitute nominee shall be placed last in the list of nominees.
No substitution shall be allowed by reason of withdrawal after the polls.
Unlike Section 8 of R.A. No. 7941, the foregoing
regulation provides four instances, the fourth being when the
"nomination is withdrawn by the party."
Lokin insists that the COMELEC gravely abused its
discretion in expanding to four the three statutory grounds for
substituting a nominee.
We agree with Lokin.
The COMELEC, despite its role as the implementing arm
of the Government in the enforcement and administration of all laws and
regulations relative to the conduct of an election,40
has neither the authority nor the license to expand, extend, or add
anything to the law it seeks to implement thereby. The IRRs the COMELEC
issues for that purpose should always accord with the law to be
implemented, and should not override, supplant, or modify the law. It is
basic that the IRRs should remain consistent with the law they intend
to carry out.41
Indeed, administrative IRRs adopted by a particular
department of the Government under legislative authority must be in
harmony with the provisions of the law, and should be for the sole
purpose of carrying the law’s general provisions into effect. The law
itself cannot be expanded by such IRRs, because an administrative agency
cannot amend an act of Congress.42
The COMELEC explains that Section 13 of Resolution No. 7804 has added nothing to Section 8 of R.A. No. 7941,43 because it has merely reworded and rephrased the statutory provision’s phraseology.
The explanation does not persuade.
To reword means to alter the wording of or to restate in other words; to rephrase is to phrase anew or in a new form.44 Both terms signify that the meaning of the original word or phrase is not altered.
However, the COMELEC did not merely reword or
rephrase the text of Section 8 of R.A. No. 7941, because it established
an entirely new ground not found in the text of the provision. The new
ground granted to the party-list organization the unilateral right to
withdraw its nomination already submitted to the COMELEC, which Section 8
of R.A. No. 7941 did not allow to be done. Neither was the grant of the
unilateral right contemplated by the drafters of the law, who precisely
denied the right to withdraw the nomination (as the quoted record of
the deliberations of the House of Representatives has indicated). The
grant thus conflicted with the statutory intent to save the nominee from
falling under the whim of the party-list organization once his name has
been submitted to the COMELEC, and to spare the electorate from the
capriciousness of the party-list organizations.
We further note that the new ground would not secure
the object of R.A. No. 7941 of developing and guaranteeing a full, free
and open party-list electoral system. The success of the system could
only be ensured by avoiding any arbitrariness on the part of the
party-list organizations, by seeing to the transparency of the system,
and by guaranteeing that the electorate would be afforded the chance of
making intelligent and informed choices of their party-list
representatives.
The insertion of the new ground was invalid. An axiom
in administrative law postulates that administrative authorities should
not act arbitrarily and capriciously in the issuance of their IRRs, but
must ensure that their IRRs are reasonable and fairly adapted to secure
the end in view. If the IRRs are shown to bear no reasonable relation
to the purposes for which they were authorized to be issued, they must
be held to be invalid and should be struck down.45
F
Effect of partial nullity of Section 13 of Resolution No. 7804
Effect of partial nullity of Section 13 of Resolution No. 7804
An IRR adopted pursuant to the law is itself law.46
In case of conflict between the law and the IRR, the law prevails.
There can be no question that an IRR or any of its parts not adopted
pursuant to the law is no law at all and has neither the force nor the
effect of law.47 The invalid rule, regulation, or part thereof cannot be a valid source of any right, obligation, or power.
Considering that Section 13 of Resolution No. 7804 –
to the extent that it allows the party-list organization to withdraw its
nomination already submitted to the COMELEC – was invalid, CIBAC’s
withdrawal of its nomination of Lokin and the others and its
substitution of them with new nominees were also invalid and
ineffectual. It is clear enough that any substitution of Lokin and the
others could only be for any of the grounds expressly stated in Section 8
of R.A. No. 7941. Resultantly, the COMELEC’s approval of CIBAC’s
petition of withdrawal of the nominations and its recognition of CIBAC’s
substitution, both through its assailed September 14, 2007 resolution,
should be struck down for lack of legal basis. Thereby, the COMELEC
acted without jurisdiction, having relied on the invalidly issued
Section 13 of Resolution No. 7804 to support its action.
WHEREFORE, we grant the petitions for certiorari and mandamus.
We declare Section 13 of Resolution No. 7804 invalid
and of no effect to the extent that it authorizes a party-list
organization to withdraw its nomination of a nominee once it has
submitted the nomination to the Commission on Elections.
Accordingly, we annul and set aside:
(a) The resolution dated September 14, 2007 issued in
E. M. No. 07-054 approving Citizens’ Battle Against Corruption’s
withdrawal of the nominations of Luis K. Lokin, Jr., Sherwin N. Tugna,
and Emil Galang as its second, third, and fourth nominees, respectively,
and ordering their substitution by Cinchona C. Cruz-Gonzales as second
nominee and Armi Jane R. Borje as third nominee; and
(b) The proclamation by the Commission on Elections
of Cinchona C. Cruz-Gonzales as a Party-List Representative representing
Citizens’ Battle Against Corruption in the House of Representatives.
We order the Commission on Elections to forthwith
proclaim petitioner Luis K. Lokin, Jr. as a Party-List Representative
representing Citizens’ Battle Against Corruption in the House of
Representatives.
We make no pronouncements on costs of suit.
SO ORDERED.LUCAS P. BERSAMIN
Associate Justice
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