G.R. No. 180146 December 18, 2008
PO2 RUEL C. MONTOYA, petitioner,
vs.
POLICE DIRECTOR REYNALDO P. VARILLA, REGIONAL DIRECTOR, NATIONAL CAPITAL REGION, POLICE OFFICE and ATTY. RUFINO JEFFREY L. MANERE, REGIONAL LEGAL AFFAIRS SERVICE, respondents.
Footnotes
1
Penned by Associate Justice Marlene Gonzales-Sison with Associate
Justices Juan Q. Enriquez, Jr. and Vicente S.E. Veloso, concurring;
rollo, pp. 90-106.
2 Rollo, pp. 108-109.
3 Id. at 40.
4 Annex D.
5 Rollo, pp. 45-51.
6 RAB Case No. 2002-0088 SD; rollo, pp. 60-65.
7 Id. at 65.
8 SPO2 Enrique C. Paulino, SPO1 Rebecca P. Fernandez, SPO1 Donato L. Geda, PO2 Marlo S. Quiambao, PO3 Danilo de Leon Nuqui, SPO1 Cecilia Z. de Leon, SPO1 Alberto S. Mendoza and SPO1 Rodolfo C. de Leon.
9 Id.
10 The Order addressed all the appealed RAB-NCR decisions, but the Court shall only present herein the rulings particular to Montoya’s case.
11 An Act Establishing the Philippine National Police Under a Reorganized Department of the Interior and Local Government, and for Other Purposes; RA 6975 was later on amended by RA 8551, approved on 25 February 1998 and published in newspapers on 5 March 1998.
12 CA rollo, p. 316.
13 366 Phil. 86 (1999).
14 Rollo, p. 105.
15 Montoya’s co-petitioners in CA-G.R. SP No. 96022 have a separate pending petition with this Court, docketed as G.R. No. 180063.
16 Civil Service Commission v. Lucas, 361 Phil. 486, 491 (1999).
17 Westmont Pharmaceuticals, Inc. v. Samaniego, G.R. Nos. 146653-54, 20 February 2006, 482 SCRA 611, 619.
18 Fabella v. Court of Appeals, 346 Phil. 940, 952-953 (1997).
19 National Power Corporation v. National Labor Relations Commission, 339 Phil. 89, 107 (1997); citing Philippine National Construction Corporation v. Ferrer-Calleja, G.R. No. L-80485, 11 November 1988, 167 SCRA 294, 301.
20 Vda. de Emnas v. Emnas, 184 Phil. 419, 424 (1980).
21 State Prosecutors v. Muro, Adm. Matter No. RTJ-92-876, 19 September 1994, 236 SCRA 505, 522-523; see also Paulin v. Gimenez, G.R. No. 103323, 21 January 1993, 217 SCRA 386, 392.
22 Videogram Regulatory Board v. Court of Appeals, 332 Phil. 820, 828 (1996).
23 Laresma v. Abellana, G.R. No. 140973, 11 November 2004, 442 SCRA 156, 169.
24 People v. Bocar, G.R. No. L-27935, 16 August 1985, 138 SCRA 166, 171.
25 Civil Service Commission v. Dacoycoy, supra note 13 at 104-105.
26 G.R. No. 149999, 12 August 2005, 466 SCRA 624, 641-642.
27 378 Phil. 466, 483-484 (1999).
28 G.R. No. 169982, 23 November 2007, 538 SCRA 534, 549.
29 338 Phil. 162, 171 (1997).
30 Paat v. Court of Appeals, 334 Phil. 146, 152-153 (1997).
31 Id.
32 The PNP, as a bureau, is now a part of the reorganized DILG. (Cabada v. Alunan III, 329 Phil. 669 [1996].)
33 G.R. No. 139658, 21 June 2005, 460 SCRA 399.
34 Section 6, Article XVI of the Constitution provides:
Section 6. The State shall establish and maintain one police force,
which shall be national in scope and civilian in character, to be
administered and controlled by a national police commission. The
authority of local executives over the police units in their
jurisdiction shall be provided by law.
35 Mendoza v. NAPOLCOM, supra note 33.
36 Cabada v. Alunan, III, supra note 32.
PO2 RUEL C. MONTOYA, petitioner,
vs.
POLICE DIRECTOR REYNALDO P. VARILLA, REGIONAL DIRECTOR, NATIONAL CAPITAL REGION, POLICE OFFICE and ATTY. RUFINO JEFFREY L. MANERE, REGIONAL LEGAL AFFAIRS SERVICE, respondents.
D E C I S I O N
CHICO-NAZARIO, J.:
This is a Petition for Review on Certiorari under Rule 45 of the Revised Rules of Court seeking to nullify and set aside the Decision1 dated 9 August 2007 and Resolution2
dated 18 October 2007 of the Court of Appeals in CA-G.R. SP No. 96022,
which affirmed Resolutions No. 05-1200 and No. 06-1500 dated 24 August
2005 and 23 August 2006, respectively, of the Civil Service Commission
(CSC), dismissing petitioner Police Officer 2 (PO2) Ruel C. Montoya from
the police service.
The following are the factual antecedents:
Montoya, a member of the Philippine National Police
(PNP), was assigned to the Central Police District (CPD) in Quezon City,
when the National Police Commission (NAPOLCOM) issued Special Order No.
10443
on 9 September 1998 dropping him from the rolls, effective 15 August
1998, for failure to attend the Law Enforcement and Enhancement Course
(LEEC) at the Special Training Unit, National Capital Region Police
Office (NCRPO), Camp Bagong Diwa, Taguig City. Montoya had been absent
without official leave (AWOL) for a period of 67 days, from 23 January
1998 to 31 March 1998.
On 15 December 1998, four months after he was dropped
from the rolls, Montoya filed a Motion for Reconsideration thereof
addressed to the PNP Regional Director for the National Capital Region
(NCR), explaining that on 22 January 1998, he went to the Baler Police
Station/Police Station 2 to have his Sick Leave Form approved by the
station commander. Allegedly due to the fact that his name had already
been forwarded to the NCRPO for the LEEC, his Sick Leave Form was not
approved. Montoya averred that his failure to attend the LEEC was beyond
his control, since he was suffering from arthritis with on and off
symptoms of severe body pain. Montoya attached to his Motion a
certification simply dated 1998, issued by a certain Dr. Jesus G. de
Guzman, and authenticated by Police Chief Inspector (P/CINSP.) Ethel Y.
Tesoro, Chief, Medical Service, CPD.
Upon the recommendation of the Chief of the NCRPO
Legal Division, the NCR Regional Director issued on 11 June 1999 Special
Order No. 990 canceling Special Order No. 1044. Montoya was also
preventively suspended for 30 days, from 8 June to 8 July 1999, pending
Summary Proceedings of his administrative liability. The 67 days when
Montoya went on absence without leave (AWOL) were immediately deducted
from his leave credits.
The Summary Dismissal Proceedings against Montoya
were conducted by Hearing Officer Police Superintendent (P/Supt.)
Francisco Don C. Montenegro of the Central Police District Office
(CPDO), and based on his findings, the NCR Regional Director rendered a
Decision4
on 23 June 2000 dismissing Montoya from the police service for Serious
Neglect of Duty (due to AWOL), effective immediately. Montoya received a
copy of said Decision on 20 July 2000.
Allegedly unassisted by counsel, Montoya filed on 1
August 2000 with the CPD office a Petition for Review/Motion for
Reconsideration5
of the 23 June 2000 Decision of the NCR Regional Director, which he
addressed to the PNP Chief. In a Memorandum issued on 3 July 2002 by the
Directorate for Personnel and Records Management of the PNP
Headquarters, Montoya’s Petition/Motion was denied for lack of
jurisdiction, since a disciplinary action involving demotion or
dismissal from service imposed by a PNP regional director may only be
appealed to the Regional Appellate Board (RAB).
Montoya next filed on 2 September 2002 an appeal of
the 23 June 2000 Decision of the NCR Regional Director before the RAB of
the National Capital Region (RAB-NCR), alleging lack of due process
considering that he was not even notified of any hearing by the Summary
Hearing Officer and was thus deprived of the opportunity to present
evidence in his defense. The Summary Hearing Officer in the Summary
Dismissal Proceedings against him recommended his dismissal from police
service based on his failure to report for the LEEC, without even
looking into his side of the controversy.
On 11 December 2002, the RAB-NCR rendered its Decision6 granting Montoya’s appeal and ordering his reinstatement. Pertinent provisions of the said Decision read:
The Summary Hearing Officer (SHO), P/Supt. Francisco
Don Montenegro, conducted the hearing ex-parte on the basis only of the
Motion for Reconsideration filed by the [herein petitioner Montoya] in
which he categorically stated that on January 22, 1998, when he went to
Police Station 2 to have his sick leave form approved, he was informed
that his name was already forwarded to NCRPO to undergo LEEC schooling.
With that information, the SHO concluded that appellant, PO2 Montoya,
should have proceeded to STU, NCRPO to inform his superior about his
physical predicament. However, [Montoya] did nothing to have the
officers of STU, NCRPO notified of his sickness in order that
appropriate actions can be instituted. Sixty-seven days is too long for a
period for [Montoya] to allow even one day of reporting to STU, NCRPO
to present his Medical Certificate and seek proper action for his
ailment. Thus, [Montoya] was ordered dismissed from the Police Service.
x x x x
This Board, after careful review and evaluation of
the records and arguments/evidence presented by herein [Montoya] finds
this appeal meritorious and tenable. Nothing on the records would show
that [Montoya] was notified of the summary hearing conducted by the
Summary Hearing Officer nor was he given a chance to explain his side
and submit controverting evidence on his behalf. On the other hand, what
appeared on the record is the fact that the Summary Hearing Officer,
who was tasked to resolve this case, conducted the hearing ex-parte.
Thereafter, he recommended for the [Montoya’s] dismissal from the police
service on the ground that the latter failed to inform his superiors
about his physical predicament since [Montoya] did nothing to have the
officers of STU, NCRPO notified of his sickness in order that
appropriate actions can be instituted. Summary Hearing Officer further
concluded that sixty-seven days is too long for a period (sic) for
[Montoya] to allow even one day of reporting to STU, NCRPO to present
his Medical Certificate and seek proper action for his ailment.
The RAB-NCR decreed in the end:
Wherefore, premises considered, the decision appealed
from is hereby reversed and movant-appellant PO2 Ruel Catud Montoya is
hereby ordered to be reinstated in the police service without loss of
seniority rights and with full payment of his salaries and backwages
covering the period effective from the time of his dismissal from the
service up to his reinstatement.7
Thereafter, the NCR Regional Director authorized
Police Senior Superintendent (P/SSupt.) Rufino Jeffrey L. Manere
(Manere) to appeal several RAB-NCR decisions involving different police
officers,8
including the Decision dated 11 December 2002 on Montoya’s case, before
the Department of Interior and Local Government (DILG). The NCR
Regional Director assailed the RAB-NCR decision reinstating Montoya in
the police service on the following grounds:
a. Failure to file a Notice of Appeal with the NCRPO
prior to his appeal to the Appellate Board, as provided by Sec. 2, Rule
III, MC # 91-007;
b. The Board erred to take cognizance of the case
despite the fact that the decision of the NCRPO dated 23 June 2000 had
already become final and executory.
c. The Board erred in giving backwages despite the "no work, no pay" policy.
On 8 August 2003, Montoya, together with the other police personnel9
reinstated in the service by RAB-NCR (hereinafter collectively referred
to as Montoya, et al.), filed before the DILG an Urgent Motion to
Dismiss and/or Opposition to the Appeal of the NCR Regional Director.
On 10 November 2003, DILG Secretary Jose D. Lina, Jr. issued an Order denying the appeal of the NCR Regional Director.10
DILG Secretary Lina noted that the NCR Regional Director received a
copy of the RAB-NCR decision on Montoya’s case on 10 February 2003, but
it only appealed the same to the DILG on 30 April 2003, beyond the
15-day reglementary period for appeals. DILG Secretary Lina also
declared that neither Manere nor the NCR Regional Director has
personality to appeal the RAB-NCR decision to the DILG. The right to
appeal from the decision of the RAB to the DILG is available only to the
active complainant or the respondent who was imposed a penalty of
demotion in rank, forced resignation, or dismissal from the service.
Manere, representing the NCR Regional Director, is not a party
complainant or a respondent aggrieved by the adverse decision, hence, he
cannot appeal the said decision. Similarly, there is no specific
provision allowing the NCR Regional Director, in his capacity as the
judge and/or arbiter of PNP disciplinary cases, to file an appeal to the
DILG from the decision of the RAB. Finally, DILG Secretary Lina
explained that the filing of an appeal by "either party" under Section
45 of Republic Act No. 697511
covers only demotion and dismissal from the service and never
exoneration and suspension. Thus, the appeal of the RAB-NCR decision
exonerating Montoya should be dismissed for lack of jurisdiction and for
the reason that the said decision had already become final and
executory. The dispositive portion of DILG Secretary Lina’s decision
reads:
WHEREFORE, the instant appeals are hereby denied for
lack of merit. The assailed decisions of the Regional Appellate Board –
National Capital Region, 4th Division, are hereby affirmed in toto.12
The NCR Regional Director, represented by Manere,
appealed the Order dated 10 November 2003 of DILG Secretary Lina to the
Civil Service Commission (CSC). The NCR Regional Director asserted its
right to appeal citing Civil Service Commission v. Dacoycoy.13
On 23 March 2004, the NCR Regional Director issued
Special Order No. 611 reinstating Montoya, et al., without prejudice to
the pending appeal of the NCR Regional Director before the CSC.
Subsequently, the CSC issued on 24 August 2005
Resolution No. 05-1200 which recognized the right of the PNP
disciplining authorities to appeal the decision of the RAB-NCR to the
DILG. The CSC set aside the 10 November 2003 Order of DILG Secretary
Lina and affirmed the decisions of the NCR Regional Director dismissing
Montoya, et al., from police service. According to the CSC, Montoya, in
particular, was guilty of laches and abandonment of his position. It
also held that the 11 December 2002 Decision of the RAB-NCR on Montoya’s
case, affirmed by DILG Secretary Lina, was based on mere affidavits
which were not substantiated.
The CSC denied the Motion for Reconsideration of Montoya, et al.,
in Resolution No. 06-1500 dated 23 August 2006 for lack of new evidence
or any valid reason that warrants the setting aside or modification of
its Resolution No. 05-1200.
Montoya, et al., sought recourse to the Court of Appeals via a Petition for Certiorari
under Rule 43 with Application for Temporary Restraining Order (TRO)
and Preliminary Injunction, docketed as CA-G.R. SP No. 96022.
On 9 August 2007, the Court of Appeals promulgated
its Decision dismissing CA-G.R. SP No. 96022, since there was no grave
abuse of discretion on the part of the CSC in issuing Resolutions No.
05-1200 and No. 06-1500. The dispositive portion of said Decision
states:
Wherefore this Court DENIES the instant petition and
AFFIRMS Resolution No. 05-1200 dated August 24, 2005 and Resolution No.
06-1500 dated August 23, 2006 of the Civil Service Commission.
Accordingly, the Order dated November 10, 2003 of the DILG Secretary
Jose D. Lina, Jr. affirming the nine (9) decisions of the Regional
Appellate Board reinstating [Montoya, et al.] to the police service is
SET ASIDE. The decisions of the NCRPO Regional Director dismissing
petitioners-police officers Enrique C. Paulino, Rebecca P. Fernandez,
Donato L. Geda, Marlo S. Quiambao, Danilo De Leon Nuqui, Ruel C.
Montoya, Cecilia Z. de Leon, Alberto S. Mendoza and Rodolfo C. de Leon
are hereby AFFIRMED.14
Aggrieved, Montoya filed his own Motion for
Reconsideration in CA-G.R. SP No. 96022, but it was denied by the Court
of Appeals in its Resolution dated 18 October 2007.
Hence, the present Petition15 in which Montoya raises the following issues:
I. WHETHER OR NOT RESPONDENT MANERE FAILED TO EXHAUST ADMINISTRATIVE REMEDIES.
II. WHETHER OR NOT MANERE HAS THE LEGAL PERSONALITY TO APPEAL THE DECISION EXONERATING THE PETITIONER.
III. WHETHER OR NOT THE RIGHT TO DUE PROCESS OF PETITIONER WAS VIOLATED.
IV. WHETHER OR NOT PETITIONER DELAYED IN APPEALING THE DECISION SUMMARILY DISMISSING HIM.
V. WHETHER OR NOT PETITIONER DESERVED TO BE DISMISSED FROM SERVICE.
The Court finds merit in the Petition at bar.
Though procedural rules in administrative proceedings
are less stringent and often applied more liberally, administrative
proceedings are not exempt from basic and fundamental procedural
principles, such as the right to due process in investigations and
hearings. The right to substantive and procedural due process is
applicable to administrative proceedings.16
Well-settled is the rule that the essence of due
process is simply an opportunity to be heard or, as applied to
administrative proceedings, an opportunity to explain one’s side or an
opportunity to seek a reconsideration of the action or ruling complained
of.17
Unarguably, this rule, as it is stated, strips down administrative due
process to its most fundamental nature and sufficiently justifies
freeing administrative proceedings from the rigidity of procedural
requirements. In particular, however, due process in administrative
proceedings has also been recognized to include the following: (1) the
right to actual or constructive notice of the institution of proceedings
which may affect a respondent’s legal rights; (2) a real opportunity to
be heard personally or with the assistance of counsel, to present
witnesses and evidence in one’s favor, and to defend one’s rights; (3) a
tribunal vested with competent jurisdiction and so constituted as to
afford a person charged administratively a reasonable guarantee of
honesty as well as impartiality; and (4) a finding by said tribunal
which is supported by substantial evidence submitted for consideration
during the hearing or contained in the records or made known to the
parties affected.18
Hence, even if administrative tribunals exercising
quasi-judicial powers are not strictly bound by procedural requirements,
they are still bound by law and equity to observe the fundamental
requirements of due process. Notice to enable the other party to be
heard and to present evidence is not a mere technicality or a trivial
matter in any administrative or judicial proceedings.19
In the application of the principle of due process, what is sought to
be safeguarded is not lack of previous notice but the denial of the
opportunity to be heard.20
In the instant case, the Summary Dismissal
Proceedings against Montoya were flawed from the very beginning when
these were conducted without due notice to him. The NCR Regional
Director, through Manere, never contested the fact that the Hearing
Officer proceeded with his investigation without giving notice to
Montoya. Without notice, Montoya was unable to attend the hearings,
present written or oral arguments, and submit evidence in his favor; he
was completely deprived of the opportunity to be heard on the
administrative charges against him and was irrefragably denied due
process.
The cardinal precept is that where there is a
violation of basic constitutional rights, courts are ousted from their
jurisdiction. The violation of a party’s right to due process raises a
serious jurisdictional issue which cannot be glossed over or disregarded
at will. Where the denial of the fundamental right of due process is
apparent, a decision rendered in disregard of that right is void for
lack of jurisdiction.21
The rule must be equally true for quasi-judicial administrative bodies,
for the constitutional guarantee that no man shall be deprived of life,
liberty, or property without due process is unqualified by what type of
proceedings (whether judicial or administrative) he stands to lose the
same. Consequently, the Decision dated 23 June 2000 of the NCR Regional
Director dismissing Montoya from service is void for having been
rendered in violation of the latter’s due process.
The foregoing finding of this Court precludes a
ruling that Montoya delayed appealing the NCR Regional Director’s
Decision of 23 June 2000, and the said decision has already become final
and executory.
The Court reviews the vital dates. Montoya was able to receive a copy of the 23 June 2000 Decision of the NCR Regional Director dismissing him from service on 20 July 2000. He erroneously filed his Petition for Review/Motion for Reconsideration with the PNP Chief on 1 August 2000. The PNP denied Montoya’s Petition/Motion on 3 July 2002,
two years after the filing thereof, citing lack of jurisdiction,
considering that the proper appellate body is the RAB-NCR. Thus, Montoya
was only able to file his appeal of the decision of the NCR Regional
Director before the RAB-NCR on 2 September 2002.
Section 45 of Republic Act No. 6975, otherwise known as the DILG Act of 1990, provides:
SEC. 45. Finality of Disciplinary Action. – The disciplinary action imposed upon a member of the PNP shall be final and executory: Provided,
That a disciplinary action imposed by the Regional Director or by the
PLEB involving demotion or dismissal from the service may be appealed to
the Regional Appellate Board within ten (10) days from receipt of the copy of the notice of decision: Provided, further, That
the disciplinary action imposed by the Chief of the PNP involving
demotion or dismissal may be appealed to the National Appellate Board
within ten (10) days from receipt thereof: Provided, furthermore, That,
the Regional or National Appellate Board, as the case may be, shall
decide the appeal within sixty (60) days from receipt of the notice of
appeal: Provided, finally, That failure of the Regional Appellate
Board to act on the appeal within said period shall render the decision
final and executory without prejudice, however, to the filing of an
appeal by either party with the Secretary. (Underscoring supplied.)
Obviously, Montoya’s appeal on 2 September 2002 with
the RAB-NCR, the appellate body with jurisdiction, was filed way beyond
10 days from his receipt of a copy of the NCR Regional Director’s
decision on 20 July 2000.
As a general rule, the perfection of an appeal in the
manner and within the period permitted by law is not only mandatory but
also jurisdictional, and the failure to perfect the appeal renders the
judgment of the court final and executory.22
The Court, however, reiterates its previous pronouncements herein that
the Summary Dismissal Proceedings were conducted without notice to
Montoya and in violation of his right to due process. The violation of
Montoya’s fundamental constitutional right deprived the NCR Regional
Director of jurisdiction over Montoya’s administrative case; and the
decision rendered by the NCR Regional Director therein was void. A void
judgment does not become final and executory and may be challenged at
any time.
A decision of the court (or, in this case, a
quasi-judicial administrative body) without jurisdiction is null and
void; hence, it can never logically become final and executory. Such a
judgment may be attacked directly or collaterally.23
Any judgment or decision rendered notwithstanding the violation of due
process may be regarded as a "lawless thing which can be treated as an
outlaw and slain at sight, or ignored wherever it exhibits its head."24
The Court also observes that it took the PNP two
years to deny Montoya’s Petition/Motion before it, even though the PNP
Chief manifestly did not have jurisdiction over the same. While Montoya
did err in first filing his appeal with the PNP Chief, the prompt denial
thereof would have spurred Montoya to re-file his appeal sooner before
the appropriate forum, the RAB-NCR.
As to the issue of whether the NCR Regional Director
may appeal the Decisions dated 11 December 2002 and 10 November 2003 of
the RAB-NCR and DILG Secretary Lina, respectively, the Court answers in
the negative.
Prior to Dacoycoy, case law held that dismissal of
the charges against or exoneration of respondents in administrative
disciplinary proceedings is final and not subject to appeal even by the
government. On 29 April 1999, the Court promulgated its Decision in
Dacoycoy, in which it made the following pronouncements:
At this point, we have necessarily to resolve the
question of the party adversely affected who may take an appeal from an
adverse decision of the appellate court in an administrative civil
service disciplinary case. There is no question that respondent Dacoycoy
may appeal to the Court of Appeals from the decision of the Civil
Service Commission adverse to him. He was the respondent official meted
out the penalty of dismissal from the service. On appeal to the Court of
Appeals, the court required the petitioner therein, herein respondent
Dacoycoy, to implead the Civil Service Commission as public respondent
as the government agency tasked with the duty to enforce the
constitutional and statutory provisions on the civil service.
Subsequently, the Court of Appeals reversed the
decision of the Civil Service Commission and held respondent not guilty
of nepotism. Who now may appeal the decision of the Court of Appeals to
the Supreme Court? Certainly not the respondent, who was declared not
guilty of the charge. Nor the complainant George P. Suan, who was merely
a witness for the government. Consequently, the Civil Service
Commission has become the party adversely affected by such ruling, which
seriously prejudices the civil service system. Hence, as an aggrieved
party, it may appeal the decision of the Court of Appeals to the Supreme
Court. By this ruling, we now expressly abandon and overrule extant
jurisprudence that "the phrase ‘party adversely affected by the
decision’ refers to the government employee against whom the
administrative case is filed for the purpose of disciplinary action
which may take the form of suspension, demotion in rank or salary,
transfer, removal or dismissal from office" and not included are "cases
where the penalty imposed is suspension for not more than thirty (30)
days or fine in an amount not exceeding thirty days salary" or "when the
respondent is exonerated of the charges, there is no occasion for
appeal." In other words, we overrule prior decisions holding that the
Civil Service Law "does not contemplate a review of decisions
exonerating officers or employees from administrative charges" enunciated in Paredes
v. Civil Service Commission; Mendez v. Civil Service Commission;
Magpale v. Civil Service Commission; Navarro v. Civil Service Commission
and Export Processing Zone Authority and more recently Del Castillo v.
Civil Service Commission.25 (Emphasis ours.)
Subsequently, the Court qualified its declarations in Dacoycoy. In National Appellate Board of the National Police Commission v. Mamauag,26 citing Mathay, Jr. v. Court of Appeals,27 this Court elucidated that:
RA 6975 itself does not authorize a private complainant to appeal a decision of the disciplining authority. Sections
43 and 45 of RA 6975 authorize "either party" to appeal in the
instances that the law allows appeal. One party is the PNP
member-respondent when the disciplining authority imposes the penalty of
demotion or dismissal from the service. The other party is the
government when the disciplining authority imposes the penalty of
demotion but the government believes that dismissal from the services is
the proper penalty.
However, the government party that can appeal is
not the disciplining authority or tribunal which previously heard the
case and imposed the penalty of demotion or dismissal from the service.
The government party appealing must be one that is prosecuting the
administrative case against the respondent. Otherwise, an anomalous
situation will result where the disciplining authority or tribunal
hearing the case, instead of being impartial and detached, becomes an
active participant in prosecuting the respondent. Thus, in Mathay, Jr. v. Court of Appeals, decided after Dacoycoy, the Court declared:
To be sure, when the resolutions of the Civil Service
Commission were brought before the Court of Appeals, the Civil Service
Commission was included only as a nominal party. As a quasi-judicial
body, the Civil Service Commission can be likened to a judge who should
"detach himself from cases where his decision is appealed to a higher
court for review."
In instituting G.R. No. 126354, the Civil Service
Commission dangerously departed from its role as adjudicator and became
an advocate. Its mandated function is to "hear and decide administrative
cases instituted by or brought before it directly or on appeal,
including contested appointments and to review decisions and actions of
its offices and agencies," not to litigate.
While Dacoycoy established that the government
could appeal the decision exonerating respondent public officer or
employee from administrative charges, it was Mamauag which
specifically required that the government party appealing must be the
one prosecuting the case and not the disciplining authority or tribunal
which heard the administrative case.
In the present case, Montoya appealed to the RAB-NCR
the 23 June 2000 Decision of the NCR Regional Director dismissing him
from service. The RAB-NCR, in its 11 December 2002 Decision, reversed
the appealed decision of the NCR Regional Director and ordered Montoya’s
reinstatement. The NCR Regional Director then appealed the decision of
the RAB-NCR to the Office of the DILG Secretary. DILG Secretary Lina, in
his Decision dated 10 November 2003, affirmed the decision of the
RAB-NCR. Once more, the NCR Regional Director filed an appeal with the
CSC, where he was able to secure a favorable ruling.
It is beyond dispute that the NCR Regional Director
was acting as the investigating and disciplining authority when he
rendered his Decision dated 23 June 2000 dismissing Montoya from the
service. The pronouncement in Mamauag, that the disciplining
authority or tribunal which heard the case and imposed the penalty of
demotion or dismissal should not be the one appealing the subsequent
exoneration of the public officer or employee, squarely applies to the
NCR Regional Director.
In Pleyto v. Philippine National Police Criminal Investigation and Detection Group,28 the Court explained:
It is a well-known doctrine that a judge should
detach himself from cases where his decision is appealed to a higher
court for review. The raison d'etre for such doctrine is the fact
that a judge is not an active combatant in such proceeding and must
leave the opposing parties to contend their individual positions and the
appellate court to decide the issues without his active participation.
When a judge actively participates in the appeal of his judgment, he, in
a way, ceases to be judicial and has become adversarial instead.
The court or the quasi-judicial agency must be
detached and impartial, not only when hearing and resolving the case
before it, but even when its judgment is brought on appeal before a
higher court. The judge of a court or the officer of a quasi-judicial
agency must keep in mind that he is an adjudicator who must settle the
controversies between parties in accordance with the evidence and the
applicable laws, regulations, and/or jurisprudence. His judgment should
already clearly and completely state his findings of fact and law. There
must be no more need for him to justify further his judgment when it is
appealed before appellate courts. When the court judge or the
quasi-judicial officer intervenes as a party in the appealed case, he
inevitably forsakes his detachment and impartiality, and his interest in
the case becomes personal since his objective now is no longer only to
settle the controversy between the original parties (which he had
already accomplished by rendering his judgment), but more significantly,
to refute the appellant’s assignment of errors, defend his judgment,
and prevent it from being overturned on appeal.
The NCR Regional Director, in actively appealing the
reversal of his Decision, had inevitably forsaken his impartiality and
had become adversarial. His interest was only in seeing to it that his
decision would be reinstated.
The party who has the personality and interest to
appeal the decisions of the RAB-NCR and DILG Secretary Lina exonerating
Montoya from the administrative charges against him and reinstating him
to the service is the PNP as a bureau. It was the PNP, in the exercise
of its authority to implement internal discipline among its members,
which instigated the administrative investigation of Montoya, so it may
be deemed the prosecuting government party. And it is the PNP which
stands to suffer as a result of the purportedly wrongful exoneration of
Montoya, since it would be compelled to take back to its fold a
delinquent member.
Given all of the foregoing, the Court upholds the
decision of the RAB-NCR, affirmed by DILG Secretary Lina, reinstating
Montoya to the service. It was only the RAB-NCR which properly acquired
jurisdiction over the appeal filed before it and was able to render a
decision after a consideration of both sides to the controversy. In Go v. National Police Commission,29 the Court already issued a caveat, worth reiterating herein:
We conclude that petitioner was denied the due
process of law and that not even the fact that the charge against him is
serious and evidence of his guilt is – in the opinion of his superiors –
strong can compensate for the procedural shortcut evident in the record
of this case. It is precisely in cases such as this that the utmost
care be exercised lest in the drive to clean up the ranks of the police
those who are innocent are denied justice or, through blunder, those who
are guilty are allowed to escape punishment.
Before finally writing finis to this case, the Court
still finds it necessary to address the remaining issue on the supposed
failure of the NCR Regional Director to exhaust administrative remedies.
Montoya argues that the NCR Regional Director failed to exhaust
administrative remedies when he appealed the 10 November 2003 Decision
of DILG Secretary Lina directly to the CSC, without first filing an
appeal with the Office of the President.
Under the doctrine of exhaustion of administrative
remedies, before a party is allowed to seek the intervention of the
court, it is a pre-condition that he should have availed himself of all
the means of administrative processes afforded him. Hence, if a remedy
within the administrative machinery can still be resorted to by giving
the administrative officer concerned every opportunity to decide on a
matter that comes within his jurisdiction, then such remedy should be
exhausted first before court’s judicial power can be sought.30 The administrative agency concerned is in the best position to correct any previous error committed in its forum.31
Montoya’s reliance on the doctrine of exhaustion of
administrative remedies is misplaced, for said doctrine does not find
application in the instant case. The doctrine intends to preclude
premature resort from a quasi-judicial administrative body to the court.
Such is not the situation in this case. Montoya is questioning the
supposed premature resort of the NCR Regional Director from the decision
of the DILG Secretary to the CSC, instead of to the Office of the President; obviously, he is challenging the resort from one administrative body to another.
Furthermore, Montoya’s assertion that DILG Secretary
Lina’s decision should have first been appealed to the Office of the
President before the CSC is baseless.
PNP personnel fall under the administrative control and supervision of the DILG,32 which, in turn, is under the administrative control and supervision of the CSC.
In Mendoza v. NAPOLCOM,33 the Court settled that the one and only Philippine police force, the PNP, shall be civilian in character34 and, consequently, falls under the civil service pursuant to Section 2(1), Article IX-B of the Constitution, which states:
Section 2. (1). The civil service embraces all
branches, subdivisions, instrumentalities, and agencies of the
Government, including government-owned or controlled corporations with
original charters.
It is already explicitly provided in Section 45 of
the DILG Act of 1990 that the decision of the Regional Director imposing
upon a PNP member the administrative penalty of demotion or dismissal
from the service is appealable to the RAB. From the RAB Decision, the
aggrieved party may then appeal to the DILG Secretary.
Now the question is, from the DILG Secretary, where can the aggrieved party appeal?
In the event the DILG Secretary renders an unfavorable decision, his decision may be appealed to the CSC.35
Section 91 of the DILG Act of 1990 provides:
SEC. 91. Application of Civil Service Laws. – The Civil Service Law and its implementing rules and regulations shall apply to all personnel of the Department [DILG].
Consequently, case law on administrative disciplinary
proceedings under the Civil Service Law also applies to administrative
disciplinary proceedings against PNP members. The Civil Service Law
referred to in Section 91 of the DILG Act of 1990 is Subtitle A, Title
I, Book V of the Administrative Code of 1987 (E.O. No. 292). Section 47
of Chapter 6 thereof provides, inter alia, that in cases where the decision rendered by a bureau or office (i.e., RAB of the PNP) is appealable to the Commission, the same may initially be appealed to the department (i.e., DILG) and finally to the Commission (i.e., CSC).36
WHEREFORE, premises considered, the instant Petition for Review on Certiorari is GRANTED. The Decision dated 9 August 2007 and Resolution dated 18 October 2007 of the Court of Appeals in CA-G.R. SP No. 96022 are REVERSED and SET ASIDE. The Philippine National Police is ORDERED
to reinstate petitioner PO2 Ruel C. Montoya to the police service
without loss of seniority rights and with full payment of his salaries
and backwages covering the period effective from the time of his
dismissal from the service up to his reinstatement.
SO ORDERED.
MINITA V. CHICO-NAZARIO
Associate Justice
Associate Justice
WE CONCUR:
REYNATO S. PUNO
Chief Justice |
|
LEONARDO A. QUISUMBING
Associate Justice |
CONSUELO YNARES-SANTIAGO
Associate Justice |
ANTONIO T. CARPIO
Associate Justice |
MA. ALICIA AUSTRIA-MARTINEZ
Associate Justice |
RENATO C. CORONA
Associate Justice |
CONCHITA CARPIO MORALES
Associate Justice |
ADOLFO S. AZCUNA
Associate Justice |
DANTE O. TINGA
Associate Justice |
PRESBITERO J. VELASCO, JR.
Associate Justice |
ANTONIO EDUARDO B. NACHURA
Associate Justice |
RUBEN T. REYES
Associate Justice |
TERESITA J. LEONARDO-DE CASTRO
Associate Justice |
ARTURO D. BRION
Associate Justice |
CERTIFICATION
Pursuant to Section 13, Article VIII of the
Constitution, it is hereby certified that the conclusions in the above
Decision were reached in consultation before the case was assigned to
the writer of the opinion of the Court.
REYNATO S. PUNO
Chief Justice
Chief Justice
Footnotes
2 Rollo, pp. 108-109.
3 Id. at 40.
4 Annex D.
5 Rollo, pp. 45-51.
6 RAB Case No. 2002-0088 SD; rollo, pp. 60-65.
7 Id. at 65.
8 SPO2 Enrique C. Paulino, SPO1 Rebecca P. Fernandez, SPO1 Donato L. Geda, PO2 Marlo S. Quiambao, PO3 Danilo de Leon Nuqui, SPO1 Cecilia Z. de Leon, SPO1 Alberto S. Mendoza and SPO1 Rodolfo C. de Leon.
9 Id.
10 The Order addressed all the appealed RAB-NCR decisions, but the Court shall only present herein the rulings particular to Montoya’s case.
11 An Act Establishing the Philippine National Police Under a Reorganized Department of the Interior and Local Government, and for Other Purposes; RA 6975 was later on amended by RA 8551, approved on 25 February 1998 and published in newspapers on 5 March 1998.
12 CA rollo, p. 316.
13 366 Phil. 86 (1999).
14 Rollo, p. 105.
15 Montoya’s co-petitioners in CA-G.R. SP No. 96022 have a separate pending petition with this Court, docketed as G.R. No. 180063.
16 Civil Service Commission v. Lucas, 361 Phil. 486, 491 (1999).
17 Westmont Pharmaceuticals, Inc. v. Samaniego, G.R. Nos. 146653-54, 20 February 2006, 482 SCRA 611, 619.
18 Fabella v. Court of Appeals, 346 Phil. 940, 952-953 (1997).
19 National Power Corporation v. National Labor Relations Commission, 339 Phil. 89, 107 (1997); citing Philippine National Construction Corporation v. Ferrer-Calleja, G.R. No. L-80485, 11 November 1988, 167 SCRA 294, 301.
20 Vda. de Emnas v. Emnas, 184 Phil. 419, 424 (1980).
21 State Prosecutors v. Muro, Adm. Matter No. RTJ-92-876, 19 September 1994, 236 SCRA 505, 522-523; see also Paulin v. Gimenez, G.R. No. 103323, 21 January 1993, 217 SCRA 386, 392.
22 Videogram Regulatory Board v. Court of Appeals, 332 Phil. 820, 828 (1996).
23 Laresma v. Abellana, G.R. No. 140973, 11 November 2004, 442 SCRA 156, 169.
24 People v. Bocar, G.R. No. L-27935, 16 August 1985, 138 SCRA 166, 171.
25 Civil Service Commission v. Dacoycoy, supra note 13 at 104-105.
26 G.R. No. 149999, 12 August 2005, 466 SCRA 624, 641-642.
27 378 Phil. 466, 483-484 (1999).
28 G.R. No. 169982, 23 November 2007, 538 SCRA 534, 549.
29 338 Phil. 162, 171 (1997).
30 Paat v. Court of Appeals, 334 Phil. 146, 152-153 (1997).
31 Id.
32 The PNP, as a bureau, is now a part of the reorganized DILG. (Cabada v. Alunan III, 329 Phil. 669 [1996].)
33 G.R. No. 139658, 21 June 2005, 460 SCRA 399.
34 Section 6, Article XVI of the Constitution provides:
36 Cabada v. Alunan, III, supra note 32.
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